- Bank of America (New York, NY)
- Operational Risk and Control Risk Lead-Global Markets-Global Operations Jacksonville, Florida;New York, New York; Chicago, Illinois **Job Description:** ... risk management and/or Global Market Operations Line of Business experience. The Operational Risk & Control (OR&C) team is seeking a candidate to support… more
- Citigroup (New York, NY)
- …required** + 15+ years of relevant work experience in Financial Services in Business Risk , Operational Risk , Control Testing Compliance, and/or ... **Director - Client Organization - Risk & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment, … more
- Morgan Stanley (New York, NY)
- …aspects of the Platforms Business Units and their respective initiatives to advise on operational risk and control environment. * Represent Platforms Risk ... Platforms first line Business Control Unit (BCU) Risk Team is responsible for overseeing the operational...exams, partakes in the annual Risk and Control Self-Assessment (RCSA), tracks and reports on operational… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements. + Manage risk and control assessments or coordination for programs within various risk ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...execution of a process (QA). + Provide governance over Operational and Compliance Risk in accordance with… more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... ** Risk Analytics Business Risk and Control Group Manager -...Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... The Business Risk and Control Sr Group Manager...The Business Risk and Control Sr Group Manager - Technology and Data...and training are in place to support management of Risk profiles + Support operational risk… more
- SMBC (New York, NY)
- …knowledge of change management and process improvement best practices + Functional knowledge of Operational Risk & Control Frameworks, with focus on Risk ... The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ...business sponsors. + Assist with investigation and remediation of operational risk incidents, including incident investigation and… more
- Citigroup (New York, NY)
- …Head is a first line of defence specialist who oversees, manages, and executes operational risk and control responsibilities and drives operational ... Technology) to establish and monitor a robust framework that enables effective operational risk and control management. This includes assessing and providing… more
- Scotiabank (New York, NY)
- Manager, First Line Operational Risk , SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please ... framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in...subsequently require the ability to connect key processes and operational risk frameworks, including but not limited… more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... developing new strategies to advance the program. + Establish and maintain an operational risk and control library with change management governance. + Work… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 -...regulated Risk & Control Self-Assessment (RCSA)… more
- Morgan Stanley (Purchase, NY)
- … sits within the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. ... incident management protocols, facilitate issue and action plan management and coordinate new operational risk programs in partnership with the business as well… more
- Citigroup (New York, NY)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... The Business Risk and Control Officer is a...well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- American Express (New York, NY)
- …Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to ... risk . GCS is looking for a Director of Control Management Risk Assessment to lead a...the enterprise **Required Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Bank of America (New York, NY)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Bank of America (New York, NY)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New...process, risk , Single Process Inventory and FLU/CF Risk and Control Self-Assessment related to themes… more
- American Express (New York, NY)
- …the US Consumer Services Control Management Governance team is to establish the Operational Risk and Controls strategy for US Consumer Services, set up a ... are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. US...for a Senior Manager of Governance focused on ensuring control management is embedded in the day-to-day operations of… more