- JPMorgan Chase (New York, NY)
- …areas include, but are not limited to: Credit, Counterparty Credit and Market Risk areas. The Regulatory Engagement team is a centralized resource within ... Risk Management and Compliance that manages regulatory exams and ongoing monitoring activities. Working directly with...will be responsible for the execution of the overall strategy for regulatory engagements. In this role,… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...markets organization or broker-dealer, including execution and oversight processes, risk assessment, reporting , controls, testing, and data… more
- Deloitte (Stamford, CT)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Financial Services Risk , Data & Regulatory , Liquidity -...products to monitor changes in the firm's balance sheet strategy to help identify emerging interest rate and liquidity… more
- JPMorgan Chase (New York, NY)
- …leaders. The Regulatory Engagement team sits within Firmwide Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance ... status quo and striving to be best-in-class. As a Regulatory Strategy Engagement Manager, you will lead...areas for coverage areas. + Establish and execute the reporting strategy for the team and oversees… more
- Citigroup (New York, NY)
- …Excellent verbal and written communication skills. . Familiarity with US and International regulatory requirements for risk reporting . . Familiarity with key ... The Global Head of Wholesale Credit Risk Reporting will oversee the production...Compliance oversight of BCBS239 Heightened Standards and Regulation YY regulatory reporting . Requires strong understanding of BCBS… more
- American Express (New York, NY)
- …including conducting independent quality assurance and process testing. + Reviewing thematic risk reporting to provide actionable insights on risk ... Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES);...(AENB HQ). The objective of the AENB Control Management Risk ID, Assessment, Testing and Reporting team… more
- Morgan Stanley (New York, NY)
- …/ **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *ISG Management - Financial Crimes Risk , Regulatory and Audit Issues Management - VP/ED* ... is an important part of our culture. Department Profile The ISG Financial Crimes Risk ("FCR") Team is embedded within the Firm's business line. It is responsible for… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As the Regulatory Strategy Director "RSD" for Asset & Wealth Management "AWM", you will ... businesses as well as cross line of business ("LOB") regulatory engagements. Reporting to the Regulatory...Engagement Management team at JPMorgan Chase, part of the Regulatory Strategy function, manages regulatory … more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its ... processes. The role is responsible for managing the Banks' Risk Governance Framework, regulatory management and oversight,...**WM Risk * **Title:** *Vice President - Enterprise Risk Management Policy & Strategy * **Location:**… more
- Bank of America (Stamford, CT)
- …influences business partners to balance business strategy with appropriate risk management controls + Maintains relationships with regulatory agencies and ... Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East...influencing business executives, and helping business partners balance business strategy with risk management controls. Job expectations… more
- City National Bank (New York, NY)
- …develops risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, ... *MANAGER IT RISK STRATEGY * WHAT IS THE OPPORTUNITY?...banking regulations and experience with enforcement agencies' oversight activities ( regulatory exams, consent orders etc.) within globally systemically important… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI) Team, you are at the center of keeping ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics Office… more
- Citigroup (New York, NY)
- …The Finance Regulatory Engagement & Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...communication skills in order to guide teams on following risk management and controls practices and internal reporting… more
- JPMorgan Chase (New York, NY)
- …effective relationships within Compliance and with the Business, Operations, Control Management, Regulatory Reporting , Technology, Risk , Legal and Internal ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory… more
- Morgan Stanley (New York, NY)
- …and other Morgan Stanley sponsored benefit programs. **Job:** **Finance* **Title:** *Market Risk & Resource Strategy Finance, VP* **Location:** *New York-New ... books and records, and by contributing to firm wide risk management and risk reduction. Finance plays...Legal Entity Operating Model & Governance > Create insightful reporting including metrics design and implementation, focusing on multiple… more
- Bank of America (New York, NY)
- …processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the ... enterprise decisions, purpose, and results, and connects to team strategy , priorities and contributions. + Risk Manager:...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major...May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory… more
- TD Bank (New York, NY)
- …and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional ... certification and/or + 5+ years relevant experience + Proficient knowledge of risk management, programs, policies, practices & reporting for business supported… more
- TD Bank (New York, NY)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... to core functions + May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory risks etc.) + May… more
- Raymond James Financial, Inc. (New York, NY)
- …and work closely with internal and external stakeholders including Treasury, Finance, Regulatory reporting , Risk Management, Business Units, and Technology ... risk reporting , driving enterprise-wide initiatives, and understanding of risk fundamentals to deliver upon necessary regulatory and good governance… more