- TD Bank (New York, NY)
- …compliance with regulations and identifying areas for improvement. The primarily responsibility of the KYC Policy Team is to set the requirements for the US ... necessary to adequately oversee the firm's ongoing adherence to KYC Policy . **Depth & Scope:** + Recognized...own field and knowledge of broader related areas + Senior specialist providing advisory services to executives,… more
- TD Bank (New York, NY)
- …related to risk assessment, internal/external exam support, etc. The primarily responsibility of the KYC Policy Team is to set the requirements for the US ... and monitoring routines necessary to adequately oversee the firm's ongoing adherence to KYC Policy . **Depth & Scope:** + Highly seasoned professional role… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's business ... driving compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with transparency.… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's business ... driving compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with transparency.… more
- Morgan Stanley (Purchase, NY)
- …Identify training gaps and conduct needs assessment**to determine the specific KYC training needs of different stakeholder groups * Coordinate with cross-functional ... and administer training metrics and assessments to evaluate the effectiveness of KYC training programs * Identify and escalate training related issues to leadership… more