- TD Bank (New York, NY)
- …Change Office (USCRCO) manages regulatory changes and maintains the US regulatory inventory . This role ensures compliance with regulatory ... **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40...regulatory inventories and governance processes. + Collaborating with US Compliance teams to maintain and document… more
- Citigroup (New York, NY)
- …& Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 - $213,480.00 ... **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for...requests for information. + Maintains and consistently updates comprehensive inventory of supervisory issues and provides oversight and tracking… more
- Mount Sinai Health System (New York, NY)
- …departments/services for improved clinical outcomes, processes of care and regulatory compliance . **Qualifications** Prior healthcare industry experience ... education workshops, meetings or conferences focused on improvement methodologies and regulatory compliance with high impact on program and/or participants;… more
- Bank of America (New York, NY)
- … changes applicable to area(s) of coverage and maintaining a comprehensive regulatory inventory , while supporting communication of regulatory changes ... applicable to area(s) of coverage and maintaining a comprehensive regulatory inventory , while supporting communication of ...role or a highly regulated domain. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...FX product knowledge experience is advantageous **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …of electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- Bank of America (New York, NY)
- …Desired Qualifications: Experience covering equity derivatives sales and trading **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …+ Advisory + Decision Making + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive Presence + Issue Management ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Manages the...Financial Services or similarly regulated sector **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- CIBC (New York, NY)
- …collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance mandate ... Commercial Banking and Wealth Management lines of business. US Compliance supports these lines of business...Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation… more
- Scotiabank (New York, NY)
- …and oversee submissions of Requests for Information. + Act as the enterprise Regulatory Compliance Management (eRCM) coordinator for IT Risk Owners which ... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank, we're on a journey to do...Quantitative Model Analyst include: * Model use identification, model inventory management and model risk rating * Collaborate with… more
- Citigroup (New York, NY)
- …& Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... and test outcomes to ensure adaptability under various stress scenarios and compliance with the regulatory expectation. + Provide governance and oversight… more
- Bank of America (New York, NY)
- …+ Controls Management + Process Design + Regulatory Relations **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... + Active Listening + Issue Management + Monitoring, Surveillance & Testing + Regulatory Compliance + Technical Documentation + Quantitative skills with strong… more
- Citigroup (New York, NY)
- …& Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... and test outcomes to ensure adaptability under various stress scenarios and compliance with the regulatory expectation. + Provide governance and oversight… more
- Citigroup (New York, NY)
- …& Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 ... across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- Citigroup (New York, NY)
- …& Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... implementing large scale Recovery and resolution planning projects and regulatory remediation. The individual will be able lead and...and training of new requirements. + Manages the control inventory and ensures compliance with firm standards… more
- Bank of America (New York, NY)
- …**Skills** + Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + ... Regulatory Exam responses and manage Monitoring & Testing Inventory across GWIM FLUs. The candidate will also actively...* Bachelor's Degree or Equivalent experience **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Citigroup (New York, NY)
- …& Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... and Data lead role is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations mandated by the Citi Data… more