- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …loan and other structured equity financing products. Familiarity with US equity market regulations, exchanges/execution venues, clearing and settlement ... , Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading...+ Critical Thinking + Technical Documentation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- HSBC (New York, NY)
- …It's not mandatory but it is important to have Some level of experience with Equities Trading In compliance with applicable laws, HSBC is committed to employing ... any other trait protected by applicable law. **Job Field:** Technology **Primary Location:** North America- United States -New York-New York **Req ID:** 0000K22V more
- SitusAMC (New York, NY)
- …role is for a business manager, based in New York to support the Equity Derivatives US business. The Business Management function provides strategic, analytical, ... Equity Derivatives business. It involves working on the trading floor and building strong relationships across desks and...CCO, and ORM teams, ensuring we operate an effective control environment for the Equities business. +… more
- Citigroup (New York, NY)
- …within which CIM trades + Familiarity with Equities Markets + Understanding of US regulatory framework with specific reference to trading activity + A good ... Product Manager **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- Bank of America (New York, NY)
- …electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
- Bank of America (New York, NY)
- …Acumen + Client Management + Data Collection and Entry **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency details** ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for providing...3-4 years of experience in Middle Office OR Trade Control OR Trading Assistant OR Fixed Income… more
- Wells Fargo (New York, NY)
- …Analyst to join our Chief Technology Office (CTO) team and support our Equities , Fixed Income, and Foreign Exchange groups. Learn more about the career areas ... . You will be responsible for providing platinum level desktop support to Trading Floor employees by analyzing clients' needs and determining impact on the client… more
- Marex (New York, NY)
- …securities markets. In 2023, Marex was one of the 10 largest FCMs in the United States based on client balances, with a top-10 share of industry volumes ... to provides risk management oversight and analysis on the trading risks of client portfolios, the equity ... business, and global markets. Product coverage includes cash equities , single name equity futures, options, ETFs,… more
- Citigroup (New York, NY)
- …Quantitative Analysis **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $150,000.00 - ... within the business. The role involves working closely with Trading , Sales, Structuring, and Risk and Control ...is the development of pricing models within the strategic Equity Derivatives analytics library. Experience of 2 to 4… more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : United States of America **Hours:** 40...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- Bank of America (New York, NY)
- …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency details** ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- Citigroup (New York, NY)
- … Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $175,000.00 - $250,000.00 ... The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall… more
- Citigroup (New York, NY)
- … Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $175,000.00 - $250,000.00 ... establish a holistic understanding of market risk and capital of the aggregated trading portfolio, as well as to optimize business's return on capital. Global… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 0...services to corporate, government and institutional clients who choose us for our knowledge, innovation and experience in the… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- Morgan Stanley (New York, NY)
- …improve, or create new control frameworks if none exist. Review sales and trading exception reports on a daily basis and maintain records of reviews. Liaise with ... abuse surveillance alerts. Identify, design, test, and implement new control and exception reports to ensure the Firm keeps...related occupation. Requires one (1) year of experience with: equity products and services, and documenting trading … more
- Raymond James Financial, Inc. (New York, NY)
- …in equities /options. * Fundamental concepts, practices, and procedures of equity trading including reconciliation experience. * Principles of banking and ... **Primary Location:** US -NY-New York-New York City **Organization** Institutional Equity Trading **Schedule** Full-time **Job Shift** Day Job **Travel**… more