- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Knowledge of Compliance laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (New York, NY)
- …challenges that impact our company, customers and communities. As Counterparty Credit Risk Vice President you are at the center of keeping JPMorgan Chase ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the top hedge fund clients and develop views around product risk appetite and be able to review and… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- AIG (New York, NY)
- VP , Underwriting & Referral Officer - Group Captives Who we are American International Group, Inc. (AIG) is a leading global insurance organization. Building on ... in cross-functional teams ensuring high-quality underwriting, adequate pricing, innovative product development, sensible business processes and regulatory compliance… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …client outreach, contract negotiations and execution with major external partners. The ** VP , Strategic Partnerships Lead Officer ** will work closely with the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Morgan Stanley (New York, NY)
- …Stanley's various businesses and its senior management team. Job Description Summary As a Vice President , you will report to the Global Head of Market Risk ... other resource consumption > Strategic Partner with various Finance groups ie Product Line Controllers, Legal Entity Controllers, Treasury, Compliance , Risk and… more
- Morgan Stanley (Purchase, NY)
- …National Sales. This requires close coordination with support partners such as Product teams, Operations, Technology, Compliance and Legalto identify and assess ... Risk Management team is responsible for implementing the first line product risk and control framework supporting several businesses - Traditional Investment… more
- Morgan Stanley (Purchase, NY)
- …and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the following: *Responsibilities:* ... based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of Lessons… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... and managing supervisory examinations, globally. **Responsibilities:** + Engage with the Client product and function coverage teams, in order to partner to develop… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more
- Citigroup (New York, NY)
- The Client Data & Returns Attributions Lead Analyst is a VP level position under the Citigroup wide Client Analytics & Lead Finance Officer team. This team is ... include coverage leads (Corporate, Commercial, Private Bank, Financial Institutions), product heads (Markets, Banking, Services, Wealth, US Personal Banking), and… more