- MUFG (New York, NY)
- …the successful execution of the end-to-end audit process (eg planning, fieldwork testing , reporting, issues validation, etc.). The Senior Auditor I also establish ... May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as...impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry… more
- SMBC (New York, NY)
- …options, currency futures, treasury futures & options, etc Therefore, CM is seeking a Vice President within its Risk Management Department. The role will report ... risk governance framework across CUSO under FRB regulations. 2. Monitors the firms compliance with the Volcker Rule and produces monthly analysis. 3. Assists Group… more