- HSBC (New York, NY)
- …and thematic reviews on issues, opportunities and/or strategic change. As our VP Risk and Compliance Assurance you will: + Utilice SME knowledge in ... investors, our communities and the planet we all share. Compliance Assurance Generalist roles act as an...the compliance risk environment to support the business… more
- JPMorgan Chase (New York, NY)
- …7 plus years of financial services experience in control management, audit, quality assurance , risk management, or compliance . + Superior project management, ... Analytics Office and Data & Analytics Product/Platforms. As a Vice President , Control Manager within the Chief...contributor to the effective management of the overall operational risk environment for CDAO. Control Management (CM) maintains a… more
- SMBC (New York, NY)
- …of experience working in Information Security or general IT areas related to risk management, controls assurance , compliance programs, cybersecurity and ... across the information security team to develop innovative methods for measuring risk and performance as well as support cross-functional reporting needs across the… more
- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City or Atlanta for its Business Audit ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description: The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for ... standards and procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This includes the… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- Mastercard (Harrison, NY)
- …innovation and delivers better business results. **Title and Summary** VP , Technology Risk Management - NAM Assurance Overview: The Technology Risk ... Loyalty, etc. Responsibilities: * Oversee development, maintenance, and execution of assurance program, engaging with customers to build compliance /control… more
- Morgan Stanley (New York, NY)
- …packages, and other Morgan Stanley sponsored benefit programs. **Job:** **Technology* **Title:** * VP - Governance, Risk & Compliance Project Manager* ... > Engage and work with Audit and 2nd Line Assurance following reviews, audits, assurance inputs Skills...of leading change as a Project Manager in a risk , controls, compliance or cyber environment. Morgan… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... serve as the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs,...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- NatWest Markets (Stamford, CT)
- …first and second lines of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying ... key controls that are in place to mitigate the risk of non- compliance are in place and...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing Plan. +… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …NYC + Schedule: Monday - Friday, 9 am - 5 pm + Reporting to the Vice President of Quality of Safety Pay Range: $109,300 - $174,800/annually Helpful Links : ... Assurance (QA) teams and MSK Legal, the Clinical Risk Manager leads the operation of the patient safety...team and MSK Legal. + In coordination with Corporate Compliance , proactively evaluates areas of organizational risk … more
- Compass Group, North America (New York, NY)
- Restaurant Associates Position Title: Corporate Quality Assurance Manager Pay 16 Reports To: VP , Operational Excellence Salary: $100,000 - $125,000 Other Forms ... This is R/A ! Job Summary The Corporate Quality Assurance Manager for Restaurant Associates is a key leader...the sector level. (Daily, Monthly, & Quarterly, & Annual Compliance Trainings). + Schedule and manage location site visits… more
- Amazon (New York, NY)
- …produce more energy, distribute it in a reliable and secure manner, reduce cost and risk , and decarbonize. This is an exciting opportunity to join one of the fastest ... part of the AWS Sales, Marketing, and Global Services Finance organization led by AWS Finance VP Danny Nelson. We support all of the teams under Kathrin Renz, VP … more
- Citigroup (New York, NY)
- …risks, track risks, and execute responses as needed. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more