- MUFG (New York, NY)
- …management, regulatory compliance, credit/lending, markets, corporate functions, technology, and financial crimes . + Prior experience with remediation/validation ... A member of our recruitment team will provide more details. **Job Summary:** The Director , Audit Quality Assurance & Improvement Program (QAIP) position is a… more
- Citigroup (New York, NY)
- …(risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years of experience in a ... partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP)...in Market Risk, Credit Risk, Operational Risk, Model Risk,** ** Financial Crimes ; including KYC, AML, AB&C, Sanctions… more
- Bank of America (New York, NY)
- …Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client ... Client Outreach VP/ Director Manager Charlotte, North Carolina;New York, New York;...guide clients as needed to comply + Represent Outreach onexam/ audit /regulatorymanagement from a FLU perspective, where needed + Adhere… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and research to facilitate the GNC's review of governance matters + Director / Executive Officer Onboarding/Offboarding + Coordinate with other paralegals on the… more