- Scotiabank (New York, NY)
- Manager , Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - 167,200.00 ... the full range of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets and Investment Banking business… more
- Amazon (New York, NY)
- …Product Management, Program Management and UX and externally with GM-level dealer personnel and/or VP-level dealer group contacts. Your primary ... connecting customers with their ideal vehicle. As a Account Manager at Amazon Autos, you'll have the opportunity to...be the primary point of contact for our valued dealer partners, serving as the bridge between Amazon and… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. Salary ... the full range of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets and Investment Banking business… more
- BMO Financial Group (New York, NY)
- …to ensure program remains current and aligned with BMO Compliance Program . Work with business/ group and internal partners to ensure regulatory, corporate ... Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees...is responsible for overseeing the management of the broker dealer 's compliance risk, and is represented by the Chief… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees...The position will primarily interface with Bank and Broker Dealer Operations with the incumbent acting as a key… more
- Tradeweb (New York, NY)
- …Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf ** Group Details** The Treasury Product ... and data products for the Institutional Treasury Bond product group . The manager will maintain and grow...initiatives and protocols to grow the product through collecting client/ dealer feedback, and working with technology teams to create… more
- BMO Financial Group (New York, NY)
- …is responsible for directing, leading and operating the First Line of Defence's Operating Group Compliance Program (OGCP). An OGCP is the system of policies, ... Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program and the Global Compliance Manual (GCM) and supporting operating… more
- Power-Flo Technologies (Somerville, NJ)
- …of submersible, circulator, and de-watering pumps throughout the US. National Sales Manager Responsibilities: + Prospect new account and dealer opportunities ... Pumps & Systems pump company was established by a group of industry veterans. Our staff has a combined...and spending to maintain margin standards established for each dealer + Travel to meet with potential and existing… more
- Santander US (New York, NY)
- …leading and managing responses to regulatory inquiries and examination requests. The Compliance Manager will be responsible for managing the program and other ... Regulatory Examination Management, Compliance Manager ED New York, United States of America...including swaps, securities based swaps, futures, banking and broker dealer activities + Develop and maintain effective relationships with… more
- BMO Financial Group (New York, NY)
- …is responsible for directing, leading, and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of policies, ... Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program , and the Global Compliance Manual (GCM) and supporting operating… more
- BMO Financial Group (New York, NY)
- …is responsible for directing, leading and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of policies, ... Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program and the Global Compliance Manual (GCM) and supporting operating… more
- EMCOR Group (New York, NY)
- …on existing systems. + Perform building surveys and work with Service Manager on estimating additional work. + Perform necessary software programming, equipment ... supervisor for ways to improve the installation process. + Utilize Automated Logic's Dealer website and stay current on technical data and solutions for existing… more
- U-Haul (Langhorne, PA)
- …If so, then this opportunity is the one for you! As an Area Field Manager , you will be responsible for actively promoting the U-Haul brand and educating our ... on the benefits and advantages of becoming a U-Haul dealer . U-Haul Offers: + Full medical coverage, if eligible...eligible + Dental and vision plans + Registered Dietitian Program , if eligible + Gym Reimbursement Program … more
- S&P Global (New York, NY)
- …and manages the production of B2C marketing campaigns on behalf of our automotive dealer and OEM partners. The Marketing Manager is responsible for managing a ... **Job Description Summary** Predictive Marketing at automotiveMastermind is a talented group of individuals who focus on bringing innovative approaches to marketing.… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** Preferred Qualifications: **TD Bank Group ** Headquartered in Toronto, Canada, with more than 85,000 employees in ... and its subsidiaries are collectively known as TD Bank Group (TD). TD offers a full range of financial...1869. **Business Context** TD Securities (TDS) is a top-two dealer in Canada with a growing US business and… more
- TD Bank (Mount Laurel, NJ)
- …section below as you consider this opportunity.** **Job Summary:** The Senior Compliance Group Manager oversees assigned compliance functions for the Company and ... operations and in the design of a future-focused compliance program . This not just about implementing a new ...compliance with applicable laws and regulations. The Senior Compliance Group Manager employs various software applications and… more
- TD Bank (Mount Laurel, NJ)
- …impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone… more
- TD Bank (New York, NY)
- …TDS Treasury is part of Global Markets in TD Securities, and manages the dealer 's liquidity, funding and non-trading market risk. Within the group , the US ... standards and regulations + Ability to lead, plan, implement and evaluate program /project activities to ensure completion of initiatives + Ability to exercise sound… more
- TD Bank (New York, NY)
- …TDS Treasury is part of Global Markets in TD Securities, and manages the dealer 's liquidity, funding and non-trading market risk. Within the group , US TDS ... have regular career, development, and performance conversations with your manager , as well as access to an online learning...application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more