- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- City of New York (New York, NY)
- …for tenants and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of ... agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will include: - Supervise, track, monitor,… more
- YAI (Manhattan, NY)
- …and engages with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human ... strategy, program, and service delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on YAI's financial position and… more
- City of New York (New York, NY)
- …standards, and education programs for tenants and building owners. Your Team: Reporting to the Chief Compliance Officer , the Lead Compliance Officer , ... state, and city), regulatory requirements, policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Bloomberg (New York, NY)
- …for escalation and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate ... Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- City of New York (New York, NY)
- …as needed to manage and direct program's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior ... FOR 6.1.9 TITLE CHANGE. The HRA Office of the Chief Program Officer (OCPO) oversees three major...compliance with the legal process. - Represent the Chief Program Officer , as necessary or directed,… more
- Bloomberg (New York, NY)
- …It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared Services (RCSS) ... Employee Training initiatives. Collaborating closely with the Head of Risk and Compliance Training, the Chief Risk Office, the Legal & Compliance team, Human… more
- City of New York (New York, NY)
- …agency. Your Role The CRM Administrative Coordinator will provide direct support to the Chief Compliance Officer (CCO), CRM Executive Office, and the various ... a key support role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing...HPD and external groups - Work with the CRM Chief of Staff to manage the CCO's calendar and… more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- CIBC (New York, NY)
- …committees and will be based in New York City and report to CIBC's US PWG Chief Compliance Officer ("CCO"). At CIBC we enable the work environment most ... Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance mandate by providing timely,… more
- BlackRock (New York, NY)
- …as a senior member of the 1940 Act Compliance team reporting to the Chief Compliance Officer . The individual will be focused on supporting all aspects ... pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- M&T Bank (New York, NY)
- …Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is ... This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- Akumin (New York, NY)
- …Maintains dotted line to Chief Legal Council and accountable to Compliance Officer for security incident and discovery reporting. + Develop, mentor, ... The ** Chief Information Security Officer (CISO)** is...on information security risks in a manner that meets compliance and regulatory requirements, and aligns with and supports… more
- Cushman & Wakefield (New York, NY)
- … topics and issues. LATAM experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + ... **Job Title** Director | Americas Compliance **Job Description Summary** The Americas Regional ... Compliance **Job Description Summary** The Americas Regional Compliance Director will join a developing, dynamic, and talented… more
- Weill Cornell Medical College (New York, NY)
- …OMIG, CMS, and OIG compliance , and payer compliance . + Assists the Chief Privacy and Compliance Officer with the development and implementation of ... Title: Billing and Clinical Compliance Manager Location: Midtown Org Unit: The Office... Manager Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday Weekly Hours: 35.00 Exemption Status:… more
- RXR Management Holdings LLC (New York, NY)
- …or update materials for specific RXR partners or investors + Work with RXR's Chief Compliance Officer to ensure offering materials and the distribution ... closely with other members of the Equity Capital Markets team and Chief Strategy Officer , Head of Equity Capital Markets + Perform market research to bolster… more