- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our ... preparation and execution Governance and Compliance: + Ensure compliance with regulatory requirements, industry standards, and internal policies + Oversee the… more
- JPMorgan Chase (New York, NY)
- … developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the ... a forward-looking inventory, and assess business/client impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change… more
- JPMorgan Chase (New York, NY)
- …into control requirements for integration into product design. + Financial services experience in controls , or information security, audit, quality ... Controls is a key function within financial ...assets of the firm. As an Executive Director - Control Manager supporting the Data & Analytics (D&A)… more
- Fiserv (Berkeley Heights, NJ)
- …impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Senior Manager **About your role:** The Senior Compliance ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...**Experience that would be great to have:** + Certified Regulatory Compliance Manager (CRCM) certification. + Paralegal… more
- JPMorgan Chase (New York, NY)
- …inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics Office (CAO), you will ... controls , ensuring the appropriate implementation of key controls in Policies and Standards, developing control ...management framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in… more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- JPMorgan Chase (New York, NY)
- … control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, you ... degree or equivalent experience required. + 7 years of financial services experience in controls , audit, quality...control and risk management concepts, including Risk & Control Self-Assessment. + Experience driving strategic regulatory … more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Manager **About your role:** The Compliance Manager is ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...Degree **What would be great to have:** + Certified Regulatory Compliance Manager certification (CRCM) or legal… more
- CIBC (New York, NY)
- …with related policies and processes. **What You'll Be Doing** As the Manager , Cybersecurity & Technology Control Assessment you will independently conduct ... through flawless execution of strategic initiatives. Governance and Oversight is a First Line control group within the Three Lines of Defense model. As a first line … more
- JPMorgan Chase (New York, NY)
- …on Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed ... control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment...Supervisory tools and policies. + Prepare the business for controls audits and regulatory exams, ensuring issues… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- JPMorgan Chase (New York, NY)
- …risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control ... role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US...+ Minimum of 7 years of professional experience in financial services, with expertise in controls , audit,… more
- American Express (New York, NY)
- …knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management is embedded in ... associated controls and testing aligned with enterprise policy and regulatory expectations. + Partner with business leadership to embed compliance risk… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Economic Sanctions New...- Line of Business (LoB) - GFC + AML Regulatory Knowledge + Enhanced Due Diligence + Financial ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Financial -Crimes- Manager Economic-Sanctions\_25047263-2) **Job Description:** At Bank of… more
- SHI (Piscataway, NJ)
- …you need to thrive - in our offices or yours.** **Job Summary** The IDCS Quality Control Manager is expected to oversee a team of Quality Control ... professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you...of SHI and customer quality expectations. The IDCS Quality Control Manager will report to the Sr.… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr-Business- Financial - Control -Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America,… more
- TD Bank (New York, NY)
- … requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control , the Manager supports Change ... of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is...and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plans, issues, risks, and financial plans to support the roadmap. + Anticipating issues,… more
- SMBC (New York, NY)
- …(ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more