- Tris Pharma (Monmouth Junction, NJ)
- …company's portfolio of products. Reporting to, and collaborating closely with, the Chief Commercial Officer (CCO), the successful candidate is accountable for ... materials, activities and related communications and programs are in full compliance with Medical, Legal, Regulatory and Corporate guidelines; Establishes, oversees… more
- Hackensack Meridian Health (Edison, NJ)
- …mission to transform healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- YAI (Manhattan, NY)
- …and engages with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human ... strategy, program, and service delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on YAI's financial position and… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Bloomberg (New York, NY)
- …for escalation and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate ... Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- City of New York (New York, NY)
- …as needed to manage and direct program's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior ... FOR 6.1.9 TITLE CHANGE. The HRA Office of the Chief Program Officer (OCPO) oversees three major...compliance with the legal process. - Represent the Chief Program Officer , as necessary or directed,… more
- Bloomberg (New York, NY)
- …It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared Services (RCSS) ... Employee Training initiatives. Collaborating closely with the Head of Risk and Compliance Training, the Chief Risk Office, the Legal & Compliance team, Human… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio ... and other communications for the RCM Program. + Support the Swap Dealer Chief Compliance Officer to design and produce RCM related reporting, including… more
- Prime Therapeutics (Trenton, NJ)
- …effective corporate compliance program. This role partners directly with Prime's Chief Compliance Officer . **Responsibilities** + Promotes awareness and ... partners, as needed, for investigation and follow up + Oversees the Chief Compliance Officer 's reporting to the Corporate Compliance Committee… more
- City of New York (New York, NY)
- …agency. Your Role The CRM Administrative Coordinator will provide direct support to the Chief Compliance Officer (CCO), CRM Executive Office, and the various ... a key support role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing...HPD and external groups - Work with the CRM Chief of Staff to manage the CCO's calendar and… more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- CIBC (New York, NY)
- …committees and will be based in New York City and report to CIBC's US PWG Chief Compliance Officer ("CCO"). At CIBC we enable the work environment most ... Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance mandate by providing timely,… more
- BlackRock (New York, NY)
- …as a senior member of the 1940 Act Compliance team reporting to the Chief Compliance Officer . The individual will be focused on supporting all aspects ... pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- M&T Bank (New York, NY)
- …Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is ... This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Sr--Medical Pharmacy Specialty- REMOTE **Job Description** The Senior … more
- Prime Therapeutics (Trenton, NJ)
- …supports and partners directly with compliance department leadership and Prime's Chief Compliance Officer . **Responsibilities** + Promote awareness and ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare, and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, Executives, ... passion and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst (Regulatory Intelligence and Assessment) - Remote **Job Description** The… more
