- TD Bank (Orlando, FL)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position ... as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags within the FIS… more
- Truist (Orlando, FL)
- …(preference in rank order): Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), Accredited Asset Management Specialist AAMS(R) , Certified Trust ... Financial Advisor CTFA(R), Chartered Life Underwriter CLU(R), CRPC(R) - Chartered Retirement Planning Counselor, or ChFC(R) - Chartered Financial Consultant(R) 4.… more