- Santander US (New York, NY)
- …detect insider trading and identify and manage potential transactional conflicts of interest . The VP, Control Room officer is responsible for working with ... prevent or detect insider trading and identify and manage potential transactional conflicts of interest . The VP, Control Room officer is responsible for… more
- Santander US (New York, NY)
- …insider trading and identify and manage potential transactional conflicts of interest . The Associate, Control Room officer is responsible for working with ... or detect insider trading and identify and manage potential transactional conflicts of interest . The Associate, Control Room officer is responsible for… more
- City National Bank (New York, NY)
- …The Compliance Analyst will report to a supervisor within the City National Bank enterprise Conflicts of Interest Office. What you will do * Review and decision ... *COMPLIANCE OFFICER * WHAT IS THE OPPORTUNITY? The Compliance Analyst...matter expert in limited areas of compliance related to conflicts of interest . *Must-Have** * Bachelor's Degree… more
- Citigroup (New York, NY)
- …data collection, sub-certification analysis, and stakeholder coordination. + Ensure adherence to conflicts of interest policies and assist in the identification, ... function or legal/regulatory advisory role + Knowledge of clearing, trading, and conflicts of interest frameworks **Education:** + Bachelor's degree; experience… more
- Allied Universal (New York, NY)
- …with special duties of employment, and such designation confers limited Peace Officer powers upon the employee pursuant to New York State Criminal Procedure ... site, calmly and efficiently + Under supervision, the Special Officer will provide physical security, safety and maintenance of... ID Card** + Candidates should exhibit a strong interest in criminal law and public service + A… more
- New York State Civil Service (New York, NY)
- …responsibility of receiving and investigating complaints of fraud, corruption, criminal activity, conflicts of interest , and abuse in executive branch agencies ... No Agency State Inspector General, Office of Title Assistant Counsel & Records Access Officer - NYC Occupational Category Legal Salary Grade NS Bargaining Unit M/C -… more
- CUNY (New York, NY)
- …in response to complaints of discrimination, harassment, sex-based misconduct, retaliation, conflicts of interest and related matters, and reporting findings ... Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John...as liaison between the College, CUNY, enforcement agencies and interest groups, as appropriate; + Participating in policy development… more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... Officer will provide physical security, safety, and maintenance of...Office particularly Word, Excel, and Outlook Abilities to resolve conflicts and multitask Ability to attend, complete and maintain… more
- Bloomberg (New York, NY)
- …coverage of employee conduct risks such as personal account dealing, conflicts of interest , anti-bribery and anti-corruption, and compliance investigations. ... pro bono program.** **Our Team** **As an Electronic Communications (E-Comms) Surveillance Officer , you'll be a critical member of the Employee Compliance team, which… more
- KeyBank (Boulevard, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Albany, New York 12206 **Job Summary** The Community Development Mortgage Loan Officer (CDLO) assists clients with the origination of residential mortgage loans,… more
- MTA (New York, NY)
- … providing and directing attorneys in providing legal advice about conflicts of interest , financial disclosure obligations, outside activity restrictions ... Management on legal matters. Serves as the MNR's ethics officer and Corporate Secretary. RESPONSIBILITIES: + Select, develop and...assets and satisfy all rightful claims in the best interest of MNR. Retain outside counsel as necessary to… more
- New York State Civil Service (New York, NY)
- …responsibility of receiving and investigating complaints of fraud, corruption, criminal activity, conflicts of interest , and abuse in executive branch agencies ... confidential and sensitive investigations regarding allegations of fraud, abuse, corruption, conflicts of interest , and other criminal activity involving New… more
- City of New York (New York, NY)
- …with the agency's public relations office; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8) ... UCC, environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …with the agency's public relations office; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5) ... environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …outside counsel operate efficiently. 2. Ethics Officer - Manage the Trust's conflicts of interest program, rendering advisory opinions on conflicts of ... interest matters. 3. Corporate Secretary - The General Counsel will also serve as the Corporate Secretary to the Trust's Board of Trustees, providing advice and counsel to the Board in the execution of their fiduciary duties. 4. Executive Responsibilities… more
- Mount Sinai Health System (New York, NY)
- …MSSM departments, including the Grants and Contracts Office, The Committee on Financial Conflicts of Interest in Research, the Office for Research Administrative ... Compliance office, the Radiation Safety Committee, the Biosafety Committee, the Privacy Officer and the Dean for Research, the Legal department, the Research… more
- US Bank (New York, NY)
- …wholly owned subsidiaries and entities where USB owns a majority (controlling) interest . The Senior Audit Manager supports the assessment of the Company's risk ... be part of the Technology Audit team (Chief Information Officer - CIO) and will be responsible for owning...compliance). * Ability to independently address unique and complex conflicts with business line and effectively negotiate as needed.… more
- City of New York (New York, NY)
- …agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related and equal employment law matters to agency ... ; 7) the provision of legal assistance to the Agency Chief Contracting Officer (ACCO) and agency procurement staff in relation to procurement appeals and decision… more
- City of New York (New York, NY)
- …issues relating to records retention, identifying information law, required agency reporting, conflicts of interest and ethics, and litigation holds - Provide ... on communities. The MOCS Director serves as the City Chief Procurement Officer . MOCS team members operate in a collaborative, service-oriented environment, where… more