- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... and Training content and delivery improvements + Collaboratewith risk , legal, and compliance teams to align policies and training toregulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... and tools available centrally to support country/business compliance programs training and research needs. + Appropriately assess risk when business… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
- Citigroup (New York, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and custody activity. You will serve as the Credit Officer and primary coverage for those credit relationships. **Job… more
- JPMorgan Chase (Uniondale, NY)
- As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a ... challenges that impact our company, customers and communities. As a Credit Officer in Portfolio Management, you should be proficient with commercial real estate… more
- Citizens (New York, NY)
- …Inc., Citizens Institutional Broker-Dealer, is seeking a highly skilled Broker-Dealer Credit Risk Officer to provide specialization and working knowledge of ... an individual and as part of multiple trading / Risk / Compliance teams. + Self-starting team...of a supportive and collaborative workforce, with access to training and tools to accelerate your potential and maximize… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and striving to be best-in-class. As a Lead Credit Officer - Vice President in the Key Relationship Group,… more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource ... to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured...training are in place to support management of Risk profiles. + Assess the risks associated with New… more
- Bloomberg (New York, NY)
- …compliance , finance etc) to collaborateand drive program outcomes + Developenterprise risk training and awareness programs + Develop framework documentation ... Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... BURMs, SLoD, and TLoD to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage issues tollgate process: +… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... to make it happen. **What's** **the role?** Bloomberg's Chief Risk Office (CRO) Department plays a critical role in...is to address risks and related issues by providing risk management as a service, focusing on providing and… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced ...Represent the 2LOD on global committees. + Contribute to compliance risk assessments. + Investigate and resolve… more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... risk , and is represented by the Chief Compliance Officer as either a member or...risk of manual processes. + Create and deliver compliance training by drafting appropriate training… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Scotiabank (New York, NY)
- …requests/findings. + Experience developing policies and procedures, providing compliance training , conducting compliance risk assessments and monitoring, ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary...internal meetings. + Create and provide online and in-person compliance training for sales and trading staff… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of… more
- City of New York (New York, NY)
- …reporting. 4. Risk Management: Identify, evaluate, and mitigate legal and compliance risks. 5. Training and Education: Develop and provide legal and ... critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General... compliance training to staff. 6. Procurement and Contracts: Support procurement… more