- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- Wells Fargo (Charlotte, NC)
- …but are not limited to: + Oversee FRY 14, 2052a, BCBS 239 and other financial reporting program control testing (design and performance testing and ... **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer within the Corporate...Control , this position resides on the Shared Services Control team and will focus on financial reporting… more
- TD Bank (Charlotte, NC)
- …of Experience in Lead , managing and executing fieldwork, issue writing and reporting + 3-5 years of documenting testing reports, Executive reports + 3-5 ... Firewalls , Routers, Windows , Mainframe, Cloud (Azure/AWS,Google) + 3-5 years of Control Testing Experience preferred (Produce RFI, Review Evidence , Writing… more
- Citigroup (Charlotte, NC)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively ... The Senior Lead Analyst - Stress Testing End-to-End...areas to improve efficiency, effectiveness, productivity and / or control . + Frequently involved in a wide range of… more
- Citigroup (Charlotte, NC)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years ... The Applications Development Technology Senior Lead Analyst is a senior level position responsible for establishing and implementing new or revised application… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...this role, you will:** + Serve in either a testing execution and/or lead capacity, participating in… more
- Deloitte (Charlotte, NC)
- …to regulatory reporting engagements that involve implementing and automating reporting processes, testing and validating reporting data, developing ... questions and develop related governance processes + Develop and implement regulatory reporting policies and processes, including risk and control assessments,… more
- Truist (Charlotte, NC)
- …Work with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results. + Make recommendations and ... Specific activities may change from time to time. + Lead and guide the ongoing design, execution, and continuous...quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control… more
- Truist (Charlotte, NC)
- …to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design and effectiveness ... preparation. 3. Participate in key project/program design activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment… more
- TD Bank (Charlotte, NC)
- …of the Testing in compliance with Procedures and support from the Pre-Completion Testing Lead . In order to be successful in this role, an individual should ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Responsible for directing the day-to-day finance activities involving regulatory reporting and accounting policy. Manages associates working with reporting… more
- Wells Fargo (Charlotte, NC)
- …specific testing . **In this role, you will:** + Execute group-specific control testing in accordance with T&V methodology and standards, including ... to standards and other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid… more
- Wells Fargo (Charlotte, NC)
- …to standards and other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid ... **About this role:** Wells Fargo is seeking Senior Independent Testing Specialists in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking… more
- Wells Fargo (Charlotte, NC)
- …to standards and other applicable policies. + Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid ... this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation...and financial impact. **In this role, you will:** + Lead or participate in moderate to high risk or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking ... alignment with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk programs, risks,… more
- Truist (Charlotte, NC)
- …to other risk management tools and regulatory compliance monitoring. Prepare detailed reporting on monitoring and testing results with attention to accuracy, ... Procedures and RMO-OMRM-EIC-1000 Enterprise Internal Controls Policy. The GCO Controls Monitoring & Testing Team is involved in documenting our testing within a… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Observation Management Sr. Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... an impact. Join us! **Job Description:** The Global Regulatory Reporting (GRR) function, a part of the Global Financial... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Wells Fargo (Charlotte, NC)
- …seeking two Lead Risk Analytics Consultants to join the Regulatory Reporting Governance and Defect Management team within the Credit Risk Intelligence & ... resolution of data errors (root cause analysis, remediation design, testing , and implementation) and ensuring control gaps/breaks...reporting logic and appropriate selection of data. + Lead the strategy and resolution of complex and unique… more
- TD Bank (Charlotte, NC)
- …& Artificial Intelligence **Job Description:** **Department Overview:** The Enterprise Stress Testing group (EST) is responsible for managing the Bank's stress ... testing and ad-hoc stress analysis programs. The US PPNR...work encompasses multiple workstreams including model execution, model development, reporting /analytics, governance, and supporting regulatory exams. A successful candidate… more
- City National Bank (Charlotte, NC)
- …activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution. * Minimum ... *BUSINESS CONTROLS LEAD - TECHNOLOGY RISK AND COMPLIANCE* WHAT IS THE...directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control … more