- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high... testing activities (eg Controls, Conformance, Data Profiling testing ) to ensure accurate and well-controlled reporting .… more
- Citigroup (Charlotte, NC)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively ... The Wholesale and Retail Credit Lead - Stress Testing owns the...areas to improve efficiency, effectiveness, productivity and / or control . + Frequently involved in a wide range of… more
- Citigroup (Charlotte, NC)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively ... The Senior Lead Analyst - Stress Testing End-to-End...areas to improve efficiency, effectiveness, productivity and / or control . + Frequently involved in a wide range of… more
- TD Bank (Charlotte, NC)
- …+ Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as ... Works at direction of Audit Manager + May perform testing procedures for more critical areas of audits +...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...this role, you will:** + Serving in either a testing execution and/or lead capacity, participating in… more
- Truist (Charlotte, NC)
- …to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design and effectiveness ... preparation. 3. Participate in key project/program design activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment… more
- Deloitte (Charlotte, NC)
- …to regulatory reporting engagements that involve implementing and automating reporting processes, testing and validating reporting data, developing ... questions and develop related governance processes + Develop and implement regulatory reporting policies and processes, including risk and control assessments,… more
- TD Bank (Charlotte, NC)
- …of the Testing in compliance with Procedures and support from the Pre-Completion Testing Lead . In order to be successful in this role, an individual should ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Bank of America (Charlotte, NC)
- …for enterprise C&E reporting . + Own and execute the delivery of existing reporting dashboards and lead the improvement of reporting processes. + Plan, ... Risk Management Manager - Reporting & Metrics Charlotte, North Carolina;Dallas, Texas; Chicago,...subject matter expertise to help Front Line Units and Control Functions integrate the unique aspects of C&E risks… more
- USAA (Charlotte, NC)
- … and address regulatory compliance gaps and/or operational opportunities. Provides reporting data on compliance testing to appropriate governance committees ... teams that lead the timely, accurate design and execution of testing to evaluate compliance with applicable federal and state requirements of multiple companies… more
- Huntington National Bank (Charlotte, NC)
- Description The qualified individual will lead the FR 2052a reporting team, part of the Liquidity Regulatory Reporting Team. FR 2052a is a key regulatory ... the control / reconciliation environment is well documented + Lead projects of varying complexities, often involving various teams across the organization… more
- TD Bank (Charlotte, NC)
- …Commercial Banking and US COO Group businesses. The First Line Compliance Governance and Control Specialist - 1B QC Testing Team Support will provide Compliance ... details for this role. **Line of Business:** Governance & Control **Job Description:** This position is part of the...support and expertise, as it relates to the testing schedules, exceptions and compliance issues, arising based on… more
- Truist (Charlotte, NC)
- …inclusive of agenda, materials, prep meetings, action item tracking, and minutes. + Lead reporting governance / QA process for committee and regulatory ... the following job description:** A member of the Enterprise Technology Governance and Control Office (GCO) team, responsible for driving key risk governance and … more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Observation Management Sr. Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... a difference. Join us! **Job Description:** The Global Regulatory Reporting (GRR) function, a part of the Global Financial... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- TD Bank (Charlotte, NC)
- …& Artificial Intelligence **Job Description:** **Department Overview:** The Enterprise Stress Testing group (EST) is responsible for managing the Bank's stress ... testing and ad-hoc stress analysis programs. The US PPNR...work encompasses multiple workstreams including model execution, model development, reporting /analytics, governance, and supporting regulatory exams. A successful candidate… more
- Huntington National Bank (Charlotte, NC)
- …conflicts of interest as they become identified. Under the direction of the Control Room Manager, the compliance team lead is responsible for assisting ... Description Control Room Compliance Specialist - Senior This candidate...will assist in providing oversight functions through monitoring and testing protocols and will specifically oversee adherence to information… more
- Truist (Charlotte, NC)
- …with short-cycle analytics and problem solving. + Ability to develop effective reporting schemes/metrics to maintain strong control on usage and billing ... of America) **Please review the following job description:** As a Cloud FinOps Lead , you are responsible for developing and implementing a robust program for cloud… more
- City National Bank (Charlotte, NC)
- …activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution. * Minimum ... *BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk...responsibility for this role is identifying, assessing, monitoring, and reporting all key risks. Assists operations managers with monitoring… more