- Bank of America (Charlotte, NC)
- Director ; Compliance and Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... understand external events, and business processes that present increased compliance or operational risk . + Execute assessments centered on processes… more
- City National Bank (Charlotte, NC)
- * DIRECTOR OF AUDIT COMPLIANCE * WHAT IS THE... Risk Management experience including any one of operational risk , compliance risk , ... OPPORTUNITY? The Director of Audit for Compliance will support City National Bank's Internal Audit by...over the design and operating effectiveness of the Bank's compliance risk management practices, Regulatory Compliance… more
- Truist (Charlotte, NC)
- …to promote an effective compliance control environment 4. Performing periodic risk assessments of business and operational activities to identify ... Issue and Redress Oversight team to implement and direct an effective compliance risk management program that sets forth the framework through which… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Fargo is seeking a Card and Branch Fraud Prevention Director to report to the Director of...8+ years of Fraud Claim Investigation or Policy Violations, Risk Management, or Compliance experience, including Management… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Management's Fraud Detection Strategies team is hiring an Analytic Director to lead a team of Analytic Consultants responsible...the success of the company + Set guidelines for compliance and risk management requirements for supported… more
- Microsoft Corporation (Charlotte, NC)
- …and Online Services around the world including infrastructure, security and compliance , operations, globalization, and manageability. Our focus is on smart growth, ... worldwide. We are seeking a **Data Center Delivery Construction Site Director ** with strong interpersonal, leadership, and organizational skills, along with the… more
- PSSI (Charlotte, NC)
- …service delivery, resolve issues promptly, and identify opportunities for business expansion. Compliance and Risk Management** : Ensure compliance with ... a strategic leader with a proven ability to drive operational excellence and enhance organizational performance? We are seeking...enhance organizational performance? We are seeking a dynamic Operations Director to join our team. You will play a… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Strategy & Planning Director to join the Commercial Banking Strategy team....on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …valuable. + Strong Financial Crimes Sanctions background with focus on core BSA/AML compliance program requirements including Risk Assessments, etc. + Provides a ... Audit Director - Global Financial Crimes Sanctions Charlotte, North...executives, and helping business partners balance business strategy with risk management controls. Job expectations include working with senior… more
- US Bank (Charlotte, NC)
- …issue management programs. This role is responsible for identifying gaps in model risk management policy compliance with regulatory and Bank policy changes. ... Informing management and impacted parties of the key changes. + Assist Program Director and other Risk function heads in the preparation and participation… more
- Motion Recruitment Partners (Charlotte, NC)
- …governance, escalation, meeting, and reporting routines, including for issues management and operational risk events + Providing control management support as ... needed for exams, testing engagements, issues, operational risk events and projects impacting multiple...make their needs known in advance. **Posted by:** Chris Clark **Specialization:** GRC - Governance Risk and Compliance… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... We are looking for a Business Strategy and Planning Director who will share our passion to serve those...+ Works with executive management to establish strategic and operational framework that establishes enables short and long-term business… more
- ATI (Monroe, NC)
- …responsible for developing and implementing asset integrity management programs that drive operational excellence, reduce risk , and maximize asset life. This ... failures and implement corrective actions to product quality and regulatory compliance . + Perform risk -based inspections (RBI) and fitness-for-service (FFS)… more
- Nuveen Investments (Charlotte, NC)
- …the head of the Derivatives Desk with all aspects of the business, from operational processes, audit/ compliance to structuring and trading of FX and derivatives ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring and execution of hedging and yield enhancement strategies across asset… more
- EverBank (Charlotte, NC)
- …quality underwriting processes and transaction structuring while maintaining a strong credit and risk culture. The role will be tasked with (i) leading the modeling ... and communication; fostering a culture of sharing best practices and creating operational efficiencies. + Functions as a trusted Advisor to Credit ensuring the… more
- Truist (Charlotte, NC)
- …to ensure competitiveness, appropriate linkages between pay and performance, and compliance with legal and regulatory requirements. Consults with Chief Human Capital ... of incentive plan programs, ensuring alignment to business strategy and appropriate risk balancing. 3. Provide for a collaborative approach to influence shared… more
- Truist (Charlotte, NC)
- …Understanding of financial services business processes and the role of data in compliance , risk management, finance management, and regulation (eg Basel II/III, ... Represent the EDO for enterprise-level projects. 4. Manages a framework to certify all risk , financial and other key data through a culture of data and a framework… more
- Truist (Charlotte, NC)
- …from experience to identify and solve problems of higher technical or operational complexity by leading analysis of possible solutions using data analysis, ... Accounting Policy). 27. Review and update policies and procedures for compliance with governmental regulations and corporate polices and standards. 28. Coordinate… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... The officer title associated with this role is Executive Director given the complexity of engagements that this role...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Group (ETAG) is seeking a Senior Audit Manager, Executive Director who will provide leadership in the audit coverage...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more