- Randstad US (Charlotte, NC)
- regulatory controls analyst . + charlotte , north carolina + posted december 17, 2024 **job details** summary + $53 - $59 per hour + temporary + bachelor ... in drafting + Responsible for risk identification, risk measures, control identification/design and ratings applicable to the assigned RAUs... Controls + RAU + Risk Management + Regulatory Controls Qualifications + Years of experience:… more
- Truist (Charlotte, NC)
- …changes, regulatory requirements and business environment which may impact controls within the regulatory reporting framework. Drive communication between ... appropriate controls for new processes, transactions, and products within the regulatory reporting framework. Conduct risk and control assessments on a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Financial Controls Analyst to support our Technology ITAC team. This team supports the firm's maintenance of ... an effective system of internal control over reporting by performing testing of information technology...by performing testing of information technology (IT) automated internal controls over financial and regulatory reporting that… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Financial Controls Analyst to join our Enterprise COSO testing team. The Enterprise COSO Testing team within the Enterprise ... Controls and Oversight group will have enterprise-wide exposure to...exposure to key stakeholders within the external financial and regulatory reporting infrastructure. **In this role, you will:** +… more
- Truist (Charlotte, NC)
- …units for compliance monitoring processes Provide support for compliance and control specific projects, regulatory exams, Internal audits/reviews, training, ... programs will include, but are not limited to, monitoring or testing of key controls , monitoring of key indicators relative to other risk management tools and … more
- Truist (Charlotte, NC)
- …programs will include, but are not limited to, monitoring or testing of key controls , monitoring of key indicators relative to other risk management tools and ... regulatory compliance monitoring. Prepare detailed reporting on monitoring and...including all tasks involved in the execution of the control testing (eg scoping, report writing, vetting findings and… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- Quality Control Analyst Department: Chemistry Location: Monroe, NC START YOUR APPLICATION ... is for a highly motivated member of the Quality Control (QC) Lab at the Monroe manufacturing facility, reporting...and execution of stability study as per Quality and regulatory requirement. Timely complete testing and ensure compliance during… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... Data, Automation and Reporting Analyst Pennington, New Jersey;Charlotte, North Carolina **Job Description:**...controls by evaluating data to identify issues and control improvements for remediation + Implements optimized controls… more
- Duke Energy (Charlotte, NC)
- …smarter energy future for our customers. The Lead Cybersecurity Endpoint Protection Analyst will be a key contributor accountable for Endpoint Protection of ... critical business operations to ensure the confidentially, integrity, availability, and regulatory compliance of Duke Energy's computing environments. The Lead … more
- Bank of America (Charlotte, NC)
- …written communication skills, including presenting technical information, writing procedures and controls + Experience in regulatory capital and capital ... Capital Management - Senior Financial Analyst Charlotte, North Carolina **Job Description:** At Bank...in the timely and accurate preparation of the company's regulatory capital results; research causes of unanticipated capital changes;… more
- Bank of America (Charlotte, NC)
- Reporting & Governance Sr Analyst Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to ... mining tools and metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs...the end-to-end report production process, running a suite of controls on the final report, responding to ad hoc… more
- Truist (Charlotte, NC)
- …Management and financial reporting frameworks, including data management and reporting controls 5. Comprehensive knowledge of regulatory capital and ... related to the planning and eventual transition to Basel III regulatory capital requirements. This includes establishment of data requirements and sourcing,… more
- Bank of America (Charlotte, NC)
- Liquidity Senior Analyst - Traded Products Liquidity Management Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... utilization across the organization and providing input into process and control designs, operational risk mitigation, issue management, automation, and other… more
- Bank of America (Charlotte, NC)
- …expectations on completeness, accuracy, quality, and timeliness + Defines and executes control practices, including compliance with all regulatory and policy ... Product Management - Transformation Analyst Charlotte, North Carolina;New York, New York **Job...and escalated where necessary + Responds to inquiries from regulatory agencies and internal control partners (eg,… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research,...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- Bank of America (Charlotte, NC)
- Client Reporting Analyst I Plano, Texas;Jacksonville, Florida; Charlotte, North Carolina **Job Description:** **About Us:** At Bank of America, we are guided by a ... Banking & Markets Anti-Money Laundering (GB&GM AML) organization is a central control function which governs, facilitates, and oversees the global end-to-end GB&GM… more
- City National Bank (Charlotte, NC)
- *ERM PROGRAM MANAGEMENT ANALYST * WHAT IS THE OPPORTUNITY? This individual will be responsible for supporting the on-going development and implementation of City ... types and programs. Key functions for the role include implementation of regulatory commitments, tracking and assisting with the delivery of Risk related training,… more
- Bank of America (Charlotte, NC)
- Consumer Product Strategy Analyst III - Specialty Fraud Strategy Analysis & Reporting Phoenix, Arizona;Jacksonville, Florida; Charlotte, North Carolina; Newark, ... for senior management LOB Description Client Protection is looking for an experienced analyst to join the Specialty Fraud strategy team. This is an exciting… more
- US Bank (Charlotte, NC)
- …defined by CFTC regulation and industry practice. - Inform policies, procedures, and controls to minimize regulatory exposure. - Identify gaps and implement ... Description** SUMMARY US Bank is seeking a seasoned Senior Business Process Consultant/ Analyst with relevant experience to contribute toward the success of our… more
- Citigroup (Charlotte, NC)
- …of Accounts design, and close, consolidation processes. + Understanding of the regulatory and control requirements around Citi's ledgers including ICOFR and ... The Fin Solutions Lead Analyst is a strategic professional who stays abreast...processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and… more