- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of Transactions & Processing division. Learn ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- SMBC (Charlotte, NC)
- …Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide operational ... business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Associate ** for the Foreign Exchange (FX) Operations team within the ... **Corporate and Investment Banking** (CIB) ** Operations ** organization. **In this role, you will:** + Monitor,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Advisors is seeking a Supervisory Control Associate Manager responsible for oversight of the Complex Products and Strategies ... + Supervise registered individuals, supervisory principals, and reviewers in day-to-day operations + Monitor progress to ensure timely completion, quality, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Associate within the Collateral Management team as a part of Corporate Investment Banking ... Operations . Learn more about the career areas and lines...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more