- Morgan Stanley (Miami, FL)
- …potential solutions and drives effective resolution with other stakeholders including Financial Crimes Management, Risk , and KYC Office as well as internal ... design, implementation, and maintenance of all first line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Morgan Stanley (Miami, FL)
- …for people to learn, achieve, and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... risk client types. The WM and US Banks Financial Crimes Risk Team is considered the...remediation of control gaps and deficiencies identified from Annual Risk Assessments and resolution of investigations as… more
- Morgan Stanley (Miami, FL)
- …career - a place for people to learn, achieve, and grow. Department Profile: The WM Financial Crimes Risk Team is embedded within the Firm's business line. It is ... and reputational risk issues associated with higher risk client types. The WM Financial Crimes...remediation of control gaps and deficiencies identified from Annual Risk Assessments and resolution of investigations as… more
- Regions Bank (Miami, FL)
- …laws, regulations, processes and procedures + Leads collaboration with Compliance and Non- Financial Risk executives in executing the testing program + ... and regulations or operational processes + Focuses on the resolution of complex problems or transactions, where expertise is...to analyze complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability… more
- Citigroup (Fort Lauderdale, FL)
- …SME for resulting project workstreams **Qualifications:** + 6-10 years' experience in management, risk management and/or regulatory compliance in one or more of ... corrective action plans, inclusive of root cause identification and resolution . + Ad hoc control / audit related requests... areas, with strong understanding of supplier or third-party risk impact in a financial services company… more
- Citigroup (Miami, FL)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... is an independent contributor role reporting to the PDS Controls and Regulatory Manager. **Responsibilities:** + Work with Management on governance and the… more
- Bank of America (Fort Lauderdale, FL)
- …the line of business profitability by influencing Advisor business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' ... A predominate objective of the position is to limit risk and financial exposure to the business...Financial Advisor business practices in ways that minimize regulatory , financial and reputational risks. Specific Responsibilities… more
- American Express (Sunrise, FL)
- …management process, including triage and execution, across the 1LoD for complex cross-LOB risk and regulatory initiatives. This role is essential in ensuring ... (OCC) for wide-ranging safety and soundness and the Consumer Financial Protection Bureau (CFPB) for adherence to federal consumer...triage and execution, across the 1LoD for complex cross-LOB risk and regulatory initiatives. + Scope, triage… more
- Wells Fargo (Tamarac, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... relationships with customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and… more
- TD Bank (Fort Lauderdale, FL)
- …Ownership/oversight of simple to complex daily branch administrative duties + Approves financial transactions using sound judgment to minimize risk and potential ... to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce,… more
- TD Bank (Miami Beach, FL)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... deep expert process management knowledge and deep expert knowledge of the risk profile for team processes supported, advanced knowledge in identifying, tracking and… more
- TD Bank (Fort Lauderdale, FL)
- …alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... corporate lending solutions along with acceptable underwriting and credit risk knowledge. Our most successful RMs have a disciplined...broad range of products and services to meet the financial needs of TD's customers. The job acquires, develops… more
- Wells Fargo (Pembroke Pines, FL)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... **In this role you will:** + Lead and supervise risk and the operations of teller functions to deliver...established business objectives + Manage allocation of people and financial resources for branch operations + Mentor and guide… more
- FirstBank PR (Miami, FL)
- …that impact the business activities. + Adheres strictly to compliance and operational risk controls in accordance with Company and regulatory standards, policies ... Covenants + Documentation accuracy and completeness + Credit Quality + Regulatory consumer compliance + Servicing requirements + Investors Requirements + Regional… more
- Citigroup (Fort Lauderdale, FL)
- …initiatives **Qualifications:** + Relevant 6-10 years of supervisory experience in the financial industry; compliance or other risk management experience helpful ... The Business Risk Officer role in Citi Global Wealth is...of escalated matters from Compliance Surveillance department + Review, resolution and approval of daily, weekly and monthly supervisory… more
- PNC (Coral Gables, FL)
- …an omni channel environment. Provides solutions and advice to improve client financial well-being. Leads effective problem resolution . + Fosters a positive ... Center risk process through proper oversight and adherence to regulatory , security and audit requirements. Trains and coaches team members with operational/… more
- Sunrise Senior Living (Coral Gables, FL)
- …their community. These responsibilities include but are not limited to financial management, hiring, supervising, training, team member relations and recognition, ... communication, family services, resident well-being, quality assurance, and regulatory compliance. Additionally, a key component of this position is the ownership of… more
- Bank of America (Fort Lauderdale, FL)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- American Express (Sunrise, FL)
- …you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex. This position will play a meaningful role within the Line ... complaints. **How will you make an impact in this role?** + Provide resolution compliance support to assist business partners reach their goals while meeting… more
- PNC (Pembroke Pines, FL)
- …interactions, providing solutions and advice oriented consultation that improves client financial well-being. Leads effective problem resolution , making banking ... Exercises leadership, authority and sound decision making to mitigate sales practice risk . Ensures compliance with regulatory guidelines and adherence to… more