- Citigroup (O'Fallon, MO)
- The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal ... clients. Position is responsible for providing best in class service on Banking and/or Investment inquiries, and ensuring risk...issues will be owned end to end by the associate and will be treated with a closed loop… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Client Solutions Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal ... (AML) procedures for Citi's Investment and/or Banking clients. The Registered Wealth Client Solutions Associate ...+ Directly responsible for providing timely responses to client service requests, received via telephone or email + Provides… more
- UMB Bank (Kansas City, MO)
- …your time:** + Advises and serves as a legal resource to Private Wealth Management and other Bank personnel, outside counsel and Bank clients' advisors regarding ... investment related issues/topics. + Reviews and advises on issues related to Registered Investment Advisors and Broker Dealers. + Experience working with accounts… more
- UMB Bank (Kansas City, MO)
- …the execution of an effective Compliance and Oversight Program to assure Private Wealth Management maintains the required level of compliance set forth by the SEC. ... Develop an understanding of the laws and regulations applicable to Private Wealth business strategies, products, services, and processes. + Provide suggestions to… more