- Synchrony (New York, NY)
- …This position is primarily responsible for assisting in planning and executing Compliance audit engagements that review the design and effectiveness of ... or control deficiencies and assess the impact of Regulatory Compliance + Ensure timeliness of audit work...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet) **Job:** **Wealth Management* **Title:** *Project Manager - Business Transformation Services - AVP * ... / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance . The team partners with individual Wealth Management business lines,… more
- Robert Half Finance & Accounting (New York, NY)
- …break root cause analysis. * Point of contact for Product Control, Internal/External Audit , Compliance . Requirements Qualifications * 3 to 6+ years Trade ... Description Robert Half Financial Services are hiring for an AVP Trade Operations role within a global asset management...Trade Operations or Middle Office experience within an asset manager or investment bank, with knowledge of Fixed Income,… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** AVP , Application Security Dynamic Analyst will be responsible for the development and implementation of effective security ... and tooling + Partner with developers to perform False Positive Analysis and audit /triage of findings to ensure true positives are identified and addressed +… more
- SitusAMC (Trenton, NJ)
- …and provides guidance for employee and leader development, policy administration and compliance with support from Director + Ensures adherence to policies and ... employee relations, internal communications, employee morale and retention programs, HR compliance and procedures + Assists in the facilitation of annual performance… more
- TD Bank (Mount Laurel, NJ)
- …Business:** Analytics, Insights, & Artificial Intelligence **Job Description:** The Senior Manager , Advanced Analytics leads a specialized team of data professionals ... financial products and portfolios of financial products. The position reports to AVP , TBSM / Finance / TDAM/TDI Model Validation group. Detailed accountabilities… more
- Citigroup (Queens, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... **Education:** + Bachelors degree The FR Y-14 Actuals Reporting AVP is a professional responsible for governing Quality Control.... Support Attestation Process in HALO. . Support the Manager Control Assessment (MCA) for the team. . Assist… more