- JPMorgan Chase (Jersey City, NJ)
- … Securities Operations , you will be an integral member of the Markets Securities Operations Legal Entity Oversight and Control team. You ... reporting, and maintaining robust controls and facilitating accurate regulatory reporting. Markets Securities Operations is responsible for settlement,… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Citigroup (Jersey City, NJ)
- **Organization Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness ... across our industry. **Team/Position Overview:** Margin & Collateral Optimisation within Markets Operations helps mitigate risk and comply with regulatory… more
- JPMorgan Chase (New York, NY)
- …scoping and sizing each initiative and responding to feedback and requirements from legal , risk, operations and other key constituencies through the New Business ... drive and oversee various business development initiatives, including product and new market expansion. This position within the DR Group will require interface with… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... and other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Legal and Compliance team works with business teams to develop investment… more
- JPMorgan Chase (Brooklyn, NY)
- …agile and versatile in reaching your career potential. As a Project Manager II- Markets Operations Transformation in the Markets Operations ... You will be asked to lead governance routines, work streams and projects across Markets Operations . You will collaborate with various internal teams and business… more
- Citigroup (New York, NY)
- …+ Work with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations ) and external partners (Investors, External Counsel) to guide ... The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is...our clients by facilitating capital formation in the equity market . **Responsibilities:** + Assume significant levels of responsibility for… more
- CIBC (New York, NY)
- …(eg, Finance and Operations ) to collaborate on control issues; + US Legal to seek interpretive guidance on technical regulatory requirements; and + US regulators ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance… more
- Morgan Stanley (New York, NY)
- …with Municipal Securities and SPG Supervisors and Product COOs, Legal , Compliance, Technology, Operations , Operational Risk Department and other control ... execute innovative transactions in fast-paced and constantly changing global markets . The Fixed Income Division is a market...well as other areas of the broader Firm including Legal , Compliance, Technology, Operations , Finance and Audit.… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role Objectives** + Primary… more
- Citigroup (New York, NY)
- **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take ... & Commodities Operations . We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Cash and Derivatives)… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...for the debt syndicate desk in execution of primary market offerings of fixed income securities as… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... of the markets to assist with funding and cash management operations . Develop a working knowledge of underwriter and rating agency grading components and… more
- Citigroup (New York, NY)
- Execution Services represents the markets related businesses within Securities Services and currently comprises Securities Financing (Agency Securities ... of this role is to coordinate the promotion of products to develop new markets , increase share of market , achieve profitable growth and obtain competitive… more
- Morgan Stanley (New York, NY)
- …conducts its business through three principal business segments Institutional Securities , Wealth Management, and Asset Management. Morgan Stanley provides ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...to learn, achieve, and grow. Department Profile: The CDD Operations Team is embedded within the Firm's Wealth Management… more
- Citigroup (New York, NY)
- …the Banking Book. Provide support to the NTMR manager to liaise with businesses, legal entity treasury, CTI and Markets Treasury, and Controllers teams to ensure ... and 1st line role in Fixed income Asset Management. **Fixed Income Securities ** ** Market experience is preferred.** + Proficient with **portfolio management… more
- SMBC (Jersey City, NJ)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...including, but not limited to: Compliance Advisors, Front Office, Operations , IT, and Legal ; + Work on… more
- TD Bank (New York, NY)
- …developing and implementing strategies that significantly mitigate risk **Who We Are** TD Securities offers a wide range of capital markets products and services ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $225,000 USD TD is...team partners closely with senior leaders across TDS, Risk, Legal , HR, Compliance and will work in close alignment… more
- Capital One (New York, NY)
- …degree or military experience + At least 7 years of experience working in compliance, legal , audit, operations or finance within financial services OR at least 7 ... broker dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial...Doctor + 8+ years of experience working in compliance, legal , audit, operations or finance within financial… more
- TD Bank (New York, NY)
- …Management (TBM), Market Risk and Model Development (PnL, Risk, VaR), Market Risk Control, Operations /Data Services, Finance, Front Office, Technology and ... team partners closely with senior leaders across TDS, Risk, Legal , HR, Compliance and will work in close alignment...junior members of the team **Who We Are** TD Securities offers a wide range of capital markets… more