- HUB International (New York, NY)
- …efficiencies to enhance the day-to-day SEC compliance program . **Responsibilities:** Compliance + Aid in the administration and follow up of the firm's ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer** **for Retirement and Private Wealth ** will be responsible… more
- Wellington (New York, NY)
- …Media Relations Leader to lead and oversee external communications for our US Wealth Management business at a strategic level. As a newly established executive role, ... the firm and its leadership as industry trailblazers in wealth management. This role will serve as a key...media coverage and manage reputational risks, working closely with compliance and legal teams to ensure alignment with regulatory… more
- City National Bank (New York, NY)
- …processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... *What you will do* * Assist in the development, administration , and monitoring of programs that ensure the bank's...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth … more
- TD Bank (Marlton, NJ)
- …responsible for leading the execution of the sales incentive monitoring programs for US Wealth in accordance with the program rules. This person will leverage ... the programs to ensure the programs are functioning as intended. Expertise on the Wealth industry and its products, and the administration of sales incentive… more
- City of New York (New York, NY)
- …in the civil service title, comparable title (under 6.1.9), eligible for the 55a program , and those that are reachable in the civil service list are eligible to ... days per week, pursuant to the Remote Work Pilot Program . ** The NYC Department of Consumer and Worker...predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing… more
- Lockheed Martin (Moorestown, NJ)
- …high performance, inclusion, and professional development\. * Contract Negotiation & Administration - Negotiate complex subcontracts, ensure compliance with ... **Description:** **WHAT WE'RE DOING** Lockheed Martin is seeking a dynamic Subcontracts Program Management Leader to steer the supply‑chain strategy for the NextGen… more
- TD Bank (Marlton, NJ)
- …flagged electronic communications. This role works closely with the supervision, operations, compliance , and risk departments of the US Wealth organization. ... provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Market Supervision Manager partners closely with the ... Wealth Market Leader(s) and will be expected, on a...on a delegated basis, to manage the day-today supervisory, compliance and operational aspects of the business in order… more
- City of New York (New York, NY)
- …in management or methods analysis, operations research, organizational research or program evaluation; in personnel or public administration , recruitment, ... personnel relations, labor relations, employee benefits, staff development, employment program planning/ administration , labor market research, economic planning,… more
- TD Bank (West Long Branch, NJ)
- …demands + Provides ownership/oversight of complex daily operational/ administrative duties **Shareholder Accountabilities:** + Creates store-specific strategies ... with partners, including Small Business, Commercial, Consumer Lending and Wealth to grow the Store Portfolio + Manages the...in a timely manner + Ensures colleagues are in compliance with all human resources policies, procedures and guidelines… more
- City of New York (New York, NY)
- …in the civil service title, comparable title (under 6.1.9), eligible for the 55a program , and those that are reachable in the civil service list are eligible to ... days per week, pursuant to the Remote Work Pilot Program . ** The NYC Department of Consumer and Worker...predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing… more
- Anywhere Real Estate (New York, NY)
- …will have NJ transaction experience.** **Responsibilities:** + Perform non- licensed administrative tasks for real estate agents. Identify and manage the contractual ... to ensure all proper documentation has been received for compliance in the transaction file and in the appropriate...+ Tuition reimbursement for approved programs + Employee Referral Program + Adoption Assistance Program + Employee… more
- TD Bank (Marlton, NJ)
- …you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing ... and follows up on debt margin issues to ensure timely resolution and compliance with regulatory requirements. **Depth & Scope:** + Collaborates with the manager to… more
- Huntington National Bank (New York, NY)
- …Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... and successful presentation of credit approval memorandums and recommendations in compliance with CMFG and bank requirements, acceptable to CMFG leadership and… more
- City National Bank (Jersey City, NJ)
- … and business continuity planning. Compliance audits assessing the bank's compliance program to ensure processes are adequately designed and functioning ... assess the adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal… more
- S&P Global (New York, NY)
- …partnership with multiple teams and stakeholders to drive compensation strategy, program harmonization in alignment with business objectives. You will collaborate ... of cross-segment job architecture, market pricing, compensation plan strategy; program harmonization and alignment, survey data library, vendor management,… more
- Cognizant (New York, NY)
- …and enhance accuracy. + Administer Oracle FCCS to ensure smooth operation and compliance with organizational standards. + Oversee Oracle FCCS Ownership MGT to manage ... Rules. + Skilled in Oracle FCCS Business Rules and Administration . + Knowledge of Oracle FCCS Ownership MGT and...+ Experience in Asset Management Operations and Asset & Wealth Management is a plus. **We're excited to meet… more