- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The ** Compliance Business Oversight Manager ** provides advice, support ... as the roles and responsibilities, processes and procedures around compliance oversight are undergoing a lot of...State laws applicable to residential secured lending. + The Compliance Manager will collaborate closely with sales,… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... as you are considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight … more
- Regions Bank (Charlotte, NC)
- …line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and… more
- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in ... you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you will… more
- Truist (Charlotte, NC)
- …of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely with 1LOD partners to ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within ... expertise of federal regulations and second line of defense oversight to various lines of business , with...with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance … more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business :** Audit **Job Description:** The **Audit Manager I** - US Compliance Audit is responsible for executing and leading ... etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance . The Audit Manager I will participate in the planning, execution,… more
- TD Bank (Charlotte, NC)
- …10+ years of experience **Preferred Background & Experience:** + Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... regarding responsiveness and appropriateness. In this position, the Senior Compliance Audit and Exam Manager will lead...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US ... functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or… more
- US Bank (Charlotte, NC)
- …applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Corporate ... and the ability to effectively communicate requirements of laws and regulations to non- compliance business partners and key stakeholders in the following areas:… more
- EMCOR Group (Charlotte, NC)
- …and building management systems. **Job Summary** Are you an experienced Data Center Compliance Manager looking to advance your career to the next level? ... Miller Electric Company is seeking an experienced Data Center Compliance Manager for Facility Solutions. The Data Center Compliance Manager reports… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the ... responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner -… more