- Truist (Charlotte, NC)
- …Supports and executes the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and ... management reporting as needed. This position reports to the Senior Risk Oversight Manager. This...Management (EIM) Program as applicable. 6. Supports and facilitates data risk reporting and metrics to effectively… more
- Truist (Charlotte, NC)
- …enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide ... and leadership review and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings, recommendations, and… more
- Truist (Charlotte, NC)
- …technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior ... (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a...risk domains (eg Cyber, Service Delivery and Operations, Data Management, etc) and adequacy of controls pertaining to… more
- PNC (Charlotte, NC)
- …to contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be ... across multiple functions. Responsibilities . Support the Head of IRRBB in executing risk oversight strategy. . Develop analytics and automation using Python and… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in ... below as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- TD Bank (Charlotte, NC)
- …compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- USAA (Charlotte, NC)
- …critical thinking to develop data -driven insights. + **Continuous Improvement & Risk Oversight :** Find opportunities to streamline risk assessments, ... special and impactful. **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ** , positioned...correct or prevent unfavorable trends and assess impacts. + ** Risk Data Analysis & Reporting:** Conduct … more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides ... AML, Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise-wide operational risk escalation, review and approval processes, data management, policies and… more
- Truist (Charlotte, NC)
- …to the Truist second-line-of-defense (LoD2) Technology Risk team responsible for independent risk oversight of one or more Technology Risk Framework ... may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology...routines with technology teams and internal partners. Interface with senior leaders and key partners across the organization. 5.… more
- Citizens (Charlotte, NC)
- Description Commercial Credit Risk Senior Director We are seeking a dynamic and experienced credit executive to lead the Commercial & Industrial (C&I) Credit ... Portfolio Leadership & Strategy: Lead the strategic direction and risk oversight of a complex C&I credit...senior voice in credit discussions, policy forums, and risk governance bodies. + Sector Expertise & Transactional Support:… more
- Deloitte (Charlotte, NC)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted ... risk management and reporting with a focus on risk , data and regulatory processes. You will...Direct working experience related to product management, regulatory compliance, risk management or controls oversight + Direct… more
- TD Bank (Charlotte, NC)
- …Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US ... business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing… more
- Huntington National Bank (Charlotte, NC)
- …teams, and across the lines of defense, to proactively identify and assess technology, data , and cyber risk , provide consultation on effective risk ... process design, and enhancements are identified. + Act as an advisor to senior and executive-level leaders in developing risk mitigation strategies for and… more
- Wells Fargo (Charlotte, NC)
- …functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting ... Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight ** Team....and experience in rates and / or equities surveillance, data types and lifecycles with fixed income, municipals, and… more
- Lilly (Concord, NC)
- …are determined to make life better for people around the world. **Responsibilities** The Senior Director, Global Process Owner for Quality Risk Management, as a ... Systems team, will establish and maintain the global quality system for Quality Risk Management. They will provide strategic oversight and expertise for the… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and challenging root… more
- Regions Bank (Charlotte, NC)
- …+ Lead the development and execution of the Consumer Fair Lending oversight program including risk management, continuous improvement objectives, internal ... as a first, second, or third line of defense risk management expert that advises on business and/or product...etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes +… more
- USAA (Charlotte, NC)
- …trust and rapport with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business ... management and governance leadership, operational direction and operational oversight of Information Security, Business Continuity, Data ...and the Risk Appetite. + Partners with senior risk executives in leading overall … more
- TD Bank (Charlotte, NC)
- …The US Non-Traded Market Risk Team (US NTMR) is a part of the Treasury Risk Oversight second line of defense organization. Treasury Risk Oversight is ... and transparent analysis and reporting features + Providing independent oversight over risk measures, which includes independent...and risk -related issues through continual review of risk reports/related data and dialogue with relevant… more
- PNC (Charlotte, NC)
- …* Committee Representation: Represent Market Risk and the broader Risk Management function at key senior committees, providing informed perspective ... a related field. * Minimum of 10 years of experience in capital markets, risk management, or regulatory oversight . * Strong understanding of CCAR, Basel… more