- Deloitte (Charlotte, NC)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... to value creation. Work You'll Do As a Senior Manager , you will support clients as they respond to...product management, regulatory compliance, risk management or controls oversight Direct working experience at a financial… more
- Truist (Charlotte, NC)
- … regulatory requirements and business environment which may impact controls within the regulatory reporting production framework. Participate/lead assessment ... through and testing for specific risk programs. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... and/or control functions and manages alignment with enterprise and/or regulatory requirements Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;, To proceed with your application, you must be at least 18 years of ... be at least 18 years of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Compliance Operational-Risk- Manager Americas- Control -Room-Manager_25038859-2) Job Description: At Bank of… more
- City National Bank (Charlotte, NC)
- …activities. Minimum 1 year of experience conducting internal audits within financial institutions. CRCM-Certified Regulatory Compliance Manager (preferred) ... audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results,… more
- Huntington National Bank (Charlotte, NC)
- … position is a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will be to work across ... the regulatory reporting process and execution of appropriate review controls . Identifies, articulates, and coordinates regulatory reporting issues with Risk… more
- Huntington National Bank (Charlotte, NC)
- … Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's regulatory filings with a focus on ... Regulatory Reporting Preferred Qualifications Public accounting and/or external financial reporting experience. Control mindset and demonstrated ability for… more
- EY (Charlotte, NC)
- …compliance, financial , and operational risks along with performing internal control testing, developing audit plans, and providing regulatory compliance ... to build a better working world. Risk Consulting - Regulatory Compliance - Power Utilities- Manager The opportunity...relevant systems and data points, and inventory risks and controls . Assess large data sets and sample evidence to… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;, To proceed with your application, you must be at least 18 ... must be at least 18 years of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring_25044238) Job Description: At Bank of America,… more
- Bank of America (Charlotte, NC)
- Financial Crimes Manager - Crypto / Digital Assets Charlotte, North Carolina, United States;Dallas, Texas; Chicago, Illinois; Atlanta, Georgia To proceed with ... must be at least 18 years of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Financial -Crimes- Manager Crypto Digital-Assets_25032650-2) Job Description: At Bank… more
- Bank of America (Charlotte, NC)
- …services industry, financial crimes, risk management, AML compliance, regulatory compliance, investigations, operational risk management, business controls , ... Global Financial Crimes Manager - Global Banking...role will be responsible for identifying and assessing inherent financial crimes risk and controls associated with… more
- Bank of America (Charlotte, NC)
- … Financial Accounting Interpret Relevant Laws, Rules, and Regulations Regulatory Compliance Risk Management Attention to Detail Continuous Improvement ... Sr. Regulatory Reporting Controller Charlotte, North Carolina To proceed...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Economic Sanctions Charlotte, North Carolina, United States;Dallas, Texas; Jacksonville, Florida; Plano, Texas To proceed with ... must be at least 18 years of age. Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global- Financial -Crimes- Manager Economic-Sanctions_25048049-2) Job Description: At Bank of… more
- Truist (Charlotte, NC)
- …Qualifications: RMA - Credit Risk Certification designation Experience managing regulatory examinations Experience in managing quality control functions ... review the following job description: Lead a team supporting quality control functions and exam management coordination within Wholesale Banking. Responsible for… more
- EY (Charlotte, NC)
- …compliance, financial , and operational risks along with performing internal control testing, develop audit plans, and provide regulatory compliance services ... better working world. Power & Utilities - Risk & Regulatory Compliance - Senior **The opportunity ** The objective...relevant systems and data points, and inventory risks and controls Assess large data sets and sample evidence to… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... are guided by a common purpose to help make financial lives better through the power of every connection....controls by evaluating data to identify issues and control improvements for remediation Implements optimized controls … more
- Bank of America (Charlotte, NC)
- …of controls by gathering and organizing data to identify issues and control improvements for remediation Complies with controls and Quality Assurance (QA) ... control effectiveness Performs QA activities including executing on controls , managing cases, and reporting results Supports initiatives by identifying potential… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …or strategy. These may include: income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial statement ... in the performance of a variety of more complex financial analysis and reporting activities. Provide leadership in the...to ensure integrity of the financials and ensure sound controls and procedures. Support reporting and analysis for additional… more
- PwC (Charlotte, NC)
- …for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate ... independence requirements. As a member of the Risk & Regulatory Advisory team, you will advise financial institutions on a broad range of credit risk management… more
- Truist (Charlotte, NC)
- …Support development of new accounting processes and procedures. Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley (SOX) ... requirements, including disclosure controls and procedures. Interact with internal and external audit,...accounting knowledge Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant… more
