- Wells Fargo (Charlotte, NC)
- …and significant business solutions for highly complex risks associated with business operations + Lead and mentor Control Management project or virtual teams ... this role:** Wells Fargo is seeking a Senior Technology Control Officer plays a critical role in...address regulatory requirements **Specific responsibilities include:** + **Risk & Control Management ** + Develop and maintain a… more
- Wells Fargo (Charlotte, NC)
- …and deliver measurable outcomes **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated ... of business at wellsfargojobs.com. The Corporate & Investment Banking Control organization serves as the front line of risk... organization serves as the front line of risk management and is accountable for assessing and effectively managing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Market Risk Officer for the Enterprise Counterparty Risk Management (ECRM) organization within Market and ... and administration (eg councils, committees and working groups) and associated control execution. + Support the administration and management of counterparty… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Equitable (Charlotte, NC)
- …proactively identify trends and adapt its approach accordingly. As one of the lead contacts for Equitable Advisors' senior management on all compliance matters, ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED...investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in… more
- Bank of America (Charlotte, NC)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- City National Bank (Charlotte, NC)
- *COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying ... risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and issues...and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- KeyBank (Charlotte, NC)
- …be a member of the Consumer Deposit Compliance team within Compliance Risk Management . The Compliance Officer will provide subject matter expertise of federal ... of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are… more
- Huntington National Bank (Charlotte, NC)
- Description The Regional Banking Business Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Regional Bank, ... including commercial real estate, commercial lending/deposit relationships, underwriting/portfolio management and operations. The incumbent will be a key colleague… more
- Truist (Charlotte, NC)
- …continuity and disaster recovery planning/testing, enterprise response (incident/crisis) management , governance/quality control /third party continuity, and/or ... days/week). Enterprise Scenario Planning and Testing Truist's Enterprise Incident Management (EIM) organization is seeking an experienced operational resilience… more
- TD Bank (Charlotte, NC)
- …of Business:** Technology Solutions **Job Description:** The Business Information Security Officer (BISO) for AI provides technology risk advice and consultation to ... business partners, enabling effective risk management within their risk appetite and supporting business objectives. This role facilitates communication and… more
- Wells Fargo (Charlotte, NC)
- …Finance brings together enterprise functions that drive Wells Fargo's financial management , including accounting and control , financial planning & analysis, ... serve as a finance leader to the Chief Product Officer - who oversees the roughly $250MM technology investment...line of business finance, asset-liability management , treasury, tax management , and the company's… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The Head of Business Management & Operations (BMO) within TEMPO for Truist Protection Services (TPS) serves ... TPS as a proactive business enabler, not just a control function. The leader will integrate governance, financial stewardship,...leadership, serve as a proxy for the Chief Security Officer (CSO) when needed, and influence at the highest… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- TD Bank (Charlotte, NC)
- …mitigating controls, to support enterprise data policy and standards and ensure effective management and control of LOB data + Ensures data-related activities ... mitigation and issue resolution + Works in partnership with control partners (ie, Technology Risk Management , Legal,...Management , Legal, Privacy, Office of the Chief Data Officer (OCDO), LOB First Line of Defense partners, etc.)… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management ...the Enterprise Privacy Policy in collaborate with Chief Privacy Officer . b. Further responsible for defining archiving, retention, and… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... and mitigating risks in a timely manner, supporting engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and… more
- Electric Power Research Institute (Charlotte, NC)
- …enterprise risk management (ERM) efforts in collaboration with Chief Compliance Officer and Legal, Governance & Compliance leadership. + Audit Oversight + Direct ... senior leadership and the Audit Committee on risk exposure, control effectiveness, and compliance matters + Identify and address...enhanced controls across departments. + Team Development & Relationship Management + Lead , mentor, and develop a… more
- Bank of America (Charlotte, NC)
- …+ Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous ... knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment **Managerial Responsibilities:**… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more