- Wells Fargo (Charlotte, NC)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team...within the Workforce Management and Capacity Planning team to lead and execute on WIM Operations Metric… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment Banking ... (CIB) Securities Shared Services Operations (Shared Services) organization,...Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem solve trade violations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk Analytics ... Develop and operate what-if analysis and benchmarking tools + Lead model calibration operations **Required Qualifications:** +...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Capital One (Charlotte, NC)
- …the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own completion ... You're a teacher. You do the right thing and lead by example. You have a passion for coaching...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more