- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... Audit team, the candidate will focus on audits of Financial Crimes Compliance including audits...Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes (GFC) Data Manager Charlotte, North Carolina;Chicago, Illinois; Jacksonville, Florida; Phoenix, Arizona **Job Description:** At Bank ... make an impact. Join us! **Job Description:** The **Global Financial Crimes ("GFC") Data Manager **...Compliance and Operational Risk Management ("CORM") Program, the Financial Crimes and Global Compliance … more
- US Bank (Charlotte, NC)
- …as Compliance and Audit, to recommend and influence solutions to mitigate Financial Crimes Compliance risks, including AML and Economic Sanctions. ... ("Lead Analyst") is responsible for the administration and execution of Financial Crimes related testing activities (including Anti-Money Laundering (AML)… more
- TD Bank (Charlotte, NC)
- … crime activity. This role requires a keen interest in the pursuit of financial crime compliance ; along with technical skills that will encompass a strong ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES INVESTIGATOR SENIOR* WHAT IS THE OPPORTUNITY? Responsible for performing analysis on clients' transactions identified through the bank's ... anti-money laundering (AML) system to ensure compliance with BSA and USA Patriot Act. What you...necessary information. * Completes required training. * The senior financial crimes investigator will focus investigations on… more
- Truist (Charlotte, NC)
- …record retention requirements, and understanding of how changes in those regulations or compliance requirements affect Financial Crimes . + Thorough working ... apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), or… more
- USAA (Charlotte, NC)
- …required) may be substituted in lieu of degree. + 6 years experience in financial crimes detection/investigations to include 4 years AML experience within the ... in Microsoft Office products. + Experience reviewing, editing, and mentoring on financial crimes investigation cases. + Demonstrated strong written and oral… more
- TD Bank (Charlotte, NC)
- …oversees complex investigations into potential money laundering, terrorist financing, and other financial crimes , and ensures compliance with regulatory ... crime risks; oversees complex investigations into potential money laundering and other financial crimes ; ensures compliance with all relevant AML… more
- Bank of America (Charlotte, NC)
- …risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...Control related work + Strong knowledge of BSA/AML/OFAC, and Financial Crimes Enforcement Network + Ability to… more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...excel at-all from Day One. **Job Description** Governmental Interactions Compliance (GIC) is part of US Bank's Risk Management… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... a Program Manager (Credit Product Portfolio Senior Manager ) to lead Hyster-Yale Group Financial Services...the portfolio adheres to all applicable credit policies or compliance requirements and prepare for periodic exams by internal… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Financial Controls Manager to join our...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Truist (Charlotte, NC)
- …of 10+ teammates, focused on the vision and strategic plan of respective Financial Crimes Investigation (FCI) area(s) under leadership. This role has impact ... Culture, project management and problem management processes 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist… more
- Wells Fargo (Charlotte, NC)
- …processes related to financial crimes requirements + Experience in financial crimes , control, compliance , fraud, risk management, audit, or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... individual's responsibility will likely include credit origination and forecasting models, financial crimes models and models utilizing artificial intelligence.… more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... One. **Job Description** The Role is the Sr. RCA Manager and Chief Compliance Officer for US...a plus. + Must have 10+ years' experience in compliance and preferably 10+ years in the financial… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... or higher, Juris Doctor or paralegal experience + Active Certified Regulatory Compliance Manager (CRCM) designation + Knowledge and demonstrated experience… more
- Regions Bank (Charlotte, NC)
- …and activities to identify potential instances of money laundering, fraud, and other financial crimes . + Monitors and analyzes transactional data for suspicious ... function specific to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- TD Bank (Charlotte, NC)
- …critical program initiatives and handling complex/high-risk matters and escalations. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial … more