- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- Truist (Charlotte, NC)
- …the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you ... risk and manage teammates to execute on technology risk oversight activities and grow their professional...availability. Assessments should leverage agreed upon metrics produced by Business Unit Risk Management (BURM) /first line… more
- PNC (Charlotte, NC)
- …success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based in Pittsburgh, PA, New ... across multiple functions. Responsibilities . Support the Head of IRRBB in executing risk oversight strategy. . Develop analytics and automation using Python and… more
- TD Bank (Charlotte, NC)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight ** Team. This role will be ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a **Senior Lead Operational Risk Officer** within Technology Risk Management. Learn more about career areas and lines of business ... insights, and produce executive-level dashboards and reports that enhance technology risk oversight and decision-making. + **International / Legal Entity… more
- TD Bank (Charlotte, NC)
- …, advisory support/services and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought leader for all risk ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior...May also provide specialized project support or services within Risk Management. Provides effective challenge, oversight , and… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- Bank of America (Charlotte, NC)
- …developing reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina,...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... (KRIs). + Provide risk management support and oversight for change activities (both business and...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. + Strong leadership and… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Business Risk and Controls Advisor Senior** , positioned in **Shared Services ... Business Risk and Control (SS BRC) first...thinking to develop data-driven insights. + **Continuous Improvement & Risk Oversight :** Find opportunities to streamline … more
- First Horizon Bank (Charlotte, NC)
- …key risk indicators (KRIs), Enterprise Risk Report, issue management and operational loss management + Coordinate and support Business unit level risk ... TX, Atlanta, GA, or Miami, FL** **Job Summary:** The Business Risk and Controls Advisor sits in...line of defense capacity. + Experience with enterprise and operational risk programs at a large financial… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong communication, interpersonal,… more
- Wells Fargo (Charlotte, NC)
- … with significant exposure across the various trading desks, Market Risk Oversight (MRO), and support functions such as business management, control teams, ... Lead Market Risk Officer for the Market Risk Cross Functional Oversight team withing the...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- PNC (Charlotte, NC)
- …a related field. * Minimum of 10 years of experience in capital markets, risk management, or regulatory oversight . * Strong understanding of CCAR, Basel ... Thinking, Credit Risks, Data Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank… more
- Truist (Charlotte, NC)
- …for independent risk oversight of one or more Technology Risk Framework domains and/or Business Unit Technology areas. Partner with Enterprise Technology ... may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology...the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational ,… more