- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... impact to the BU, and ensure appropriate remediation. In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, laws… more
- USAA (Charlotte, NC)
- …and impactful. **The Opportunity** We are seeking a motivated and forward-thinking Risk and Compliance Advisor II to join our team and play a key role ... with a foundational understanding of Second Line of Defense (SLOD) risk and compliance principles specific to AI/GenAI initiatives in the Financial Services and… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Business Unit Risk Advisor II engages with Business Unit leadership in its ... monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control Self-Assessment… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, laws and… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... Manager for Fraud and Payment Systems, the Fraud Manager II will contribute to the ongoing review and monitoring...services industry * Minimum 7 years of experience in risk management, operational risk management, compliance… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Business Unit Risk Advisor specialist engages with Business Unit stakeholders in its ... risk support to assigned Business Unit across all risk types to promote and strengthen compliance ...all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk… more
- Truist (Charlotte, NC)
- …statements, and reviewing all additional documentation to determine accuracy and compliance with portfolio and investor, FHA, VA, and USDA guidelines. Ensure ... and question items that are suspicious in nature that may result in unnecessary risk and fines to Truist and recalculate liabilities. + Review the rationale of the… more
- Truist (Charlotte, NC)
- …annual) credit reviews, frequent review of financial statements and related internal risk ratings, management of covenant compliance and ongoing collateral ... structuring loan terms, covenants and pricing to recommend deals to credit risk management. Respond to client needs, participating in client presentations, when… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II -FINRA engages with the Investment Banking ... Markets Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II -FINRA is...risk support to assigned Business Unit across all risk types to promote and strengthen compliance … more
- Deloitte (Charlotte, NC)
- …lead QRM role or in a QRM/Operate subject matter expert role mentoring Core Risk Managers; and ii ) developing artifacts, trainings, and best practices for Core ... overall success. Whether focused on project financials, quality and risk management, methods and tools, sales excellence, talent, leadership...legal, finance, and delivery to act as a strategic advisor to help optimize deal flow along with sales… more
- TD Bank (Charlotte, NC)
- …product development, account originations, marketing, and servicing. You will be a trusted advisor to product owners and risk stakeholders. **Depth & Scope:** + ... advising on related business policies and procedures. + Familiarity with governance, risk , and compliance frameworks for large corporations, banks, or financial… more
- Truist (Charlotte, NC)
- …6. Prepare and/or revise accounting policies and procedures to effectively manage the risk of GAAP non- compliance by reflecting new accounting pronouncements or ... and oversight** 1. Serve as an effective business partner and informed advisor in collaborating across the organization in achieving financial reporting that (i)… more
