- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- Deloitte (Charlotte, NC)
- …coordinate with various internal and external stakeholder groups, and report to the Senior Manager , Wealth Accumulation Leader. Recruiting for this role ... leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte branded retirement program consisting of… more
- US Bank (Charlotte, NC)
- …Kingdom, Norway, Luxembourg, Spain, Germany, and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager with audit planning ... auditors. 6. Identifies potential issues and assists the Audit Manager with presentation of the issues...and negotiation skills to effectively interact with staff and senior management during the presentation of audit … more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- US Bank (Charlotte, NC)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes ... Digital, Technology and Operations team. This role will support audit coverage of the Wealth Management, Investment...and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit… more