- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical ... below as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... Experience as you are considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and… more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... on technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior risk leader… more
- TD Bank (Charlotte, NC)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory ... development, methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates… more
- PNC (Charlotte, NC)
- …contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based ... based in a PNC location. This role provides second-line oversight of Interest Rate Risk in the Banking Book,...portfolios. . Partner with Front Office, Finance, IT, Legal, Compliance , and other stakeholders. . Contribute to CCAR processes,… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Wells Fargo (Charlotte, NC)
- …matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present ... Oversight program materials to senior management. + Provide regulatory compliance risk...lines. + Make decisions and resolve issues to meet business objectives. + Interpret policies, procedures, and compliance… more
- Regions Bank (Charlotte, NC)
- …Commercial, etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes + Advises ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as...our overall Continuous Improvement strategies. This role works with senior leaders throughout the Consumer Bank to develop and… more
- US Bank (Charlotte, NC)
- …control environments subject to compliance risk. We are seeking an experienced senior business audit executive that has strong knowledge of audit, risk ... and the ability to effectively communicate requirements of laws and regulations to non- compliance business partners and key stakeholders in the following areas:… more
- TD Bank (Charlotte, NC)
- …based on professional judgment regarding responsiveness and appropriateness. In this position, the Senior Compliance Audit and Exam Manager will lead the team ... of the Compliance regulatory engagement strategy. The Senior Compliance Audit & Exam Manager will...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Coinbase (Charlotte, NC)
- …meets regulatory obligations while enabling the responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager ... - driving strategic planning, operational alignment, and standardized processes across the Compliance team. The role is designed to amplify the CCO's effectiveness… more
- Wells Fargo (Charlotte, NC)
- …Group, Credit Sales & Trading. **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant to support Corporate & Investment Banking Model ... organization in CIB, consulting and influencing stakeholders at all levels, including senior leadership. + Research moderately complex business , operational, and… more
- Compass Group, North America (Charlotte, NC)
- …at Foodbuy. It is how we connect and interact with our clients, business partners and fellow associates. **Job Summary:** **Responsibilities:** + Lead and mentor ... team members, including oversight of a data intelligence team, fostering a culture...change the essential functions of the job based on business necessity. We will consider for employment all qualified… more
- TD Bank (Charlotte, NC)
- …management in line with TD's Risk Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior ...diverse team of experts and/or Risk professionals who provide oversight , advisory support/services and act as an oversight… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior Group Risk Specialist for ... expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and… more