- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance ... lead directing the day-to-day activities of one Lead Compliance Officer **In this... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- US Bank (Charlotte, NC)
- …goals: partnering with our customers, our communities, and each other. **Job Description** The Senior Financial Officer - Head of MPS Finance will report to the ... Payment Services CFO within USB's finance function, and will lead financial strategy for the global Merchant Payment Services (MPS) business. This role is… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. Learn ... to standards and other applicable policies. **In this role, you will:** + Lead complex initiatives executing moderate to high risk or complex review activities and… more
- TIAA (Charlotte, NC)
- …and advises senior management to ensure the company remains in compliance with all rules and regulations. **Key Responsibilities and Duties** + Oversee the ... + Applies advanced knowledge and presents reports of findings and recommendations to senior management to ensure compliance with internal controls across the… more
- Truist (Charlotte, NC)
- …+ Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... No additional locations will be considered. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within Independent Testing & Validation (IT&V) Chief Operating Office (COO) as ... testing resource, coordinating analytical support. **In this role, you will:** + Lead complex initiatives executing moderate to high risk or complex review… more
- Fox Rothschild LLP (Charlotte, NC)
- **Description** **SUMMARY:** The Chief Human Resources Officer (CHRO) will act as a key advisor to Firm leadership and a valued contributor on the executive team ... The CHRO will report directly to the Chief Talent Officer (CTO) with accountability to the Firmwide Managing Partner....Collaborate with CTO and Firm leadership to develop and lead the planning, design, and implementation of human resources… more
- Deloitte (Charlotte, NC)
- Senior Manager - Financial Reporting Job Overview: Oversees the management of personnel, systems, processes and relevant controls to support the financial reporting ... for this role ends on 16th January,2025 Key Relationships: Chief Financial Officer , Chief Accounting Officer , US Firms' Controller, Departmental Leaders within… more
- Bank of America (Charlotte, NC)
- …to stakeholders. This person will also interact with the Chief Accounting Officer , Corporate Controller and other Senior Executives. **Responsibilities:** This ... the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role...to maintain advanced knowledge of GAAP, regulatory requirements and lead in-house training sessions. As a senior … more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more
- Truist (Charlotte, NC)
- …and actively manages a Middle Market Banking portfolio within the Senior Care / Skilled Nursing segment. Includes day-to-day client interaction, managing ... portfolio risk and adheres to all regulatory and compliance guidelines. A critical component of this role is early identification of emerging credit problems and… more
- Truist (Charlotte, NC)
- …10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either a Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on the areas of support. ... in technology, Data, Business and/or Finance. 2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory… more
- Truist (Charlotte, NC)
- …larger credit relationships; leading credit presentation preparation and discussions with Credit Officer and other final approvers. + Ensures loan agreement is in ... within prescribed tolerances. Accountable for the risk evaluation and associated compliance requirements within assigned portfolio and for prospects. + Identifies… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also ... trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.) + Review and Challenge of...metrics, Identify, calibrate, monitor, and report early warning indicators, Lead Risk coverage of GRRP activities in business as… more
- Dentsply Sirona (Charlotte, NC)
- …strategy, business objectives, and effective mitigation of financial, operational, technology, compliance , people, strategic and external risks. * Lead the ... Standards and fostering an environment with a commitment to Ethics and Compliance . Collaboration, effective communication and business partnership will be keys for… more
- TD Bank (Charlotte, NC)
- …(EPRF) resides in Platforms & Technology Risk Services within the Global Risk & Compliance - Enterprise Protect, Office of the Chief information Security Officer ... Experts across the Enterprise Protect organization. Reporting to the Risk Reporting Senior Manager for the Enterprise Protect Risk Factory (EPRF), the candidate will… more