- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- Takeda Pharmaceuticals (Trenton, NJ)
- …company to inspire you and empower you to shine? Join us as an Associate Director , GCP Compliance based remotely reporting to the Director , GCP ... . At Takeda, we are transforming the pharmaceutical industry through our R&D-driven market leadership and being a values-led company. To do this, we empower our… more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... deep expertise of the rules and regulations related to the US Cash Equities markets , including FINRA, SEC, SRO rules and market access regulations. You will… more
- CIBC (New York, NY)
- …innovative and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director ("Executive Director ") is responsible for ... business activities. As part of the responsibility to implement and maintain PWG's Compliance program, the Executive Director will be accountable for: +… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- Bristol Myers Squibb (Princeton, NJ)
- …. Position S ummary : Reporting to the Head of US and Above Market Compliance and Ethics Organization, this role partners with senior leaders across ... Compliance & Ethics team and/or the Head of US and Above Market Compliance . Qualifications : + Bachelor's degree. + Advanced degree (MBA, CPA, JD) appreciated… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- Bristol Myers Squibb (Princeton, NJ)
- …within contract templates + Collaborate across risk managements functions (eg, Market Compliance , Business Controls, Corp. Security) and initiatives (eg, ... . **Position Summary** This role will have responsibility to implement the compliance and ethics due diligence program for third parties, and to implement… more
- Novo Nordisk (Plainsboro, NJ)
- …the Department At Novo Nordisk, we're committed to building the best Ethics, Compliance & Privacy (ECP) team in the pharmaceutical industry. Operating at the highest ... to auditing against local and corporate policies, to reporting compliance -related issues, ECP keeps us accountable every step of...as we develop life-changing therapies and bring them to market . At Novo Nordisk, you will be part of… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- Dow Jones (Princeton, NJ)
- …necessary, and ensure that targets and deadlines are met. You will report to the Director , Risk & Compliance Services. You Will + Continue to evolve and improve ... Dow Jones is looking for an Associate Director , Due Diligence Quality to join our Due...set based on a variety of factors including competitive market practice. For benefits eligible roles, in addition to… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-student-health- compliance ... and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions of the Student Health Center (SHC).… more
- City of New York (New York, NY)
- …budget and bureau needs including, contracts, micro-purchases, service agreements, etc. The Director will ensure compliance to all existing Procurement Policy ... and Conflict Resolution Your Impact: The selected candidate will serve as the Director of Procurement who will report directly to the Executive Director … more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more
- City of New York (New York, NY)
- …works under the direction of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with agency policies and data ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB) Data Unit....for inquiries from OMB and other senior staff. 5. Compliance and Performance Management: - Ensure compliance … more
- Research Foundation CUNY (New York, NY)
- …and construction contracts and change orders. In addition, the Assistant Deputy Director will oversee activities related to compliance with minority and ... Job Title: Assistant Deputy Director of Procurement PVN ID: VC-2412-006640 Category: Administrative...and updating of procurement policies and procedures, which ensure compliance with state, local, and federal laws as well… more