- Santander Holdings USA Inc Careers (New York, NY)
- VP, Regulatory Examination Management Compliance OfficerNew York, United States of AmericaUSA Job Family Description: The VP, Regulatory ... more
- Santander Holdings USA Inc Careers (New York, NY)
- … Manager EDNew York, United States of AmericaUSA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... more
- TD Bank (New York, NY)
- …monthly and ad hoc Compliance reporting and metrics. + Assist with the management and tracking of regulatory inquiries. + Support the development of US ... more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... more
- Amazon (New York, NY)
- …to grow and scale our internal compliance processes to meet the compliance and regulatory expectations in markets and industries around the globe. You ... more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... more
- Citigroup (New York, NY)
- …accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory ... more
- Scotiabank (New York, NY)
- …conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... more
- MUFG (New York, NY)
- …trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management , including meeting scheduling, organization of ... more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... more
- Scotiabank (New York, NY)
- …policies and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, ... more
- City National Bank (New York, NY)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third ... more
- American Express (New York, NY)
- …**How will you make an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is the center of expertise ... more
- American Express (New York, NY)
- …within the United States. + Sound experience in managing activity in US lending, compliance , banking, regulatory examination or audit required. + Strong ... more
- New York State Civil Service (New York, NY)
- … of capital markets instruments for financial institutions; 2. audit or regulatory examination of capital markets; 3. research or teaching experience ... more
- City of New York (New York, NY)
- …record keeping, emergency action plan review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing ... more
