- Southern California Edison (Rosemead, CA)
- **Join the Clean Energy Revolution** Become a Regulatory Affairs Cost Recovery Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In ... utility ratemaking and other important company issues. As a Regulatory Affairs Cost Recovery Senior Advisor , your...counsels on new consumer products and product structures and compliance with changing regulatory rules and varying… more
- LA Care Health Plan (Los Angeles, CA)
- Compliance Advisor III Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, US, 90017 Position Type: ... net required to achieve that purpose. Job Summary The Compliance Advisor III ensures that the Plan's...and/or project management experience. At least 2 years of regulatory change, policy , or risk management experience… more
- Bank of America (Los Angeles, CA)
- …for the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and oversight to advisors + Ensure ADP participants are meeting and ... Market Leader - Advisor Development Program Los Angeles, California **Job Description:**...require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP… more
- Southern California Edison (Irwindale, CA)
- …and reporting on outcomes. + Experience implementing automation solutions that ensure compliance with policy or governing agencies while embedding safeguards in ... the Clean Energy Revolution** Become a Technical Training Senior Advisor at Southern California Edison (SCE) and build a...required to work safely, in accordance with corporate and regulatory requirements. You will help to close performance gaps… more
- Southern California Edison (Irwindale, CA)
- …and reporting on outcomes. + Experience implementing automation solutions that ensure compliance with policy or governing agencies while embedding safeguards in ... **Join the Clean Energy Revolution** Become a Technical Training Advisor in Human Resources at Southern California Edison (SCE) and build a better tomorrow. In this… more
- Citigroup (Downey, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Southern California Edison (Rosemead, CA)
- …the Clean Energy Revolution** Become a **Network Platform Operations - Telecommunications Advisor ** at Southern California Edison (SCE) and build a better tomorrow. ... intelligence, and performing security hardening of telecom infrastructure. As a **Telecommunications Advisor ** , your work will help power our planet, reduce carbon… more
- M&T Bank (Los Angeles, CA)
- …as all available products/services to clients and prospects. + Develop Individual Policy Statement (IPS) with and for client including annual reviews and updates. ... informational meetings maintaining market, process and platform. Complete all compliance requirements including annual account reviews. Complete annual Regulation 9… more
- Southern California Edison (Rosemead, CA)
- **Join the Clean Energy Revolution** Become a ** Regulatory Affairs & Compliance Advisor ** at Southern California Edison (SCE) and build a better tomorrow. In ... and zero-carbon electricity system aligned with reliability and customer affordability. As a ** Regulatory Affairs & Compliance Advisor ,** your work will help… more
- Wells Fargo (Woodland Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role you will:** + Assist Financial Advisor (s) colleagues with service and operational related activities such as… more
- Bank of America (Los Angeles, CA)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
- Bank of America (Los Angeles, CA)
- …business objectives and contributes to market profitability by influencing Private Wealth Advisor business practices in ways that minimize regulatory , financial, ... our Private Wealth advisors, and clients to ensure full compliance with laws, and policies while focusing on the...partnering with the Regional Managing Director and coaching the Advisor . Their functions are related to the Regional Managing… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence Treasury...skills + Strong presentation skills **Job Expectations:** + Specific compliance policies may apply regarding outside activities and/or personal… more
- Snap Inc. (Los Angeles, CA)
- …products and technologies + Work with legal and business colleagues to develop regulatory compliance strategies and AI governance initiatives. + Help scale the ... The Legal & Policy Team is Snap's dedicated in-house law firm, policy consultant, lobbyist, thought partner, and all-around advisor . This team helps Snap… more
- Snap Inc. (Los Angeles, CA)
- …products and technologies + Work with legal and business colleagues to develop regulatory compliance strategies. + Help scale the legal organization by ... . The Legal & Policy Team is Snap's dedicated in-house law firm, policy consultant, lobbyist, thought partner, and all-around advisor . This team helps Snap… more
- City National Bank (Los Angeles, CA)
- …oversight and challenge to ensure effective implementation of Operational Risk practices in compliance with regulatory and policy requirements. ORM is also ... procedures that facilitate an effective ORE program. * Review procedures for completeness, compliance and adequacy * Manage metrics to assess risk, compliance … more
- The Walt Disney Company (Glendale, CA)
- …In this role, the ACC will supervise significant and complex legal projects and policy issues relating to advertising law compliance , policy , and process, ... for working collaboratively with, and serving as a key advisor to, senior management of Disney Advertising, and is...matters. + Manage and review creative materials to ensure compliance with advertising law and policy , including… more
- City National Bank (Woodland Hills, CA)
- …offering, particularly those catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the regulatory ... personal clients. They will act as a trusted strategic advisor , providing financial advice & consistently connecting client needs...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Citigroup (Los Angeles, CA)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more