- Intuit (Los Angeles, CA)
- …compliance team within Compliance that is in the overall Legal organization. The AML compliance program is global and covers the breadth of the AML ... a fast-paced environment then come join our team! The AML Program Governance Manager will report to...will report to the Bank Secrecy Act (BSA) / AML Compliance Officer for Intuit and will… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT SR- BSA/ AML ** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be...are favorable + A thorough understanding of regulatory and compliance policies and procedures. + Possess expert understanding of… more
- Deloitte (Los Angeles, CA)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams.… more
- City National Bank (Los Angeles, CA)
- … AML Technology implementation + Preferred working experience with tech vendors in AML /Financial Crime, risk and compliance + Preferred at least five years in ... **RISK MANAGER KYC OPERATIONS BIS** **WHAT IS THE OPPORTUNITY?**...FCC, Operational and Enterprise Risk Management teams, and Regulatory Compliance . The successful candidate will be highly skilled in… more
- City National Bank (Los Angeles, CA)
- … Manager , this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing ensuring that ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- City National Bank (Los Angeles, CA)
- …Act. This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as ... ** MANAGER III OPERATIONS** **WHAT IS THE OPPORTUNITY?** Responsible...function. Responsible for all projects assigned to operational department, compliance related activities and serves as subject matter expert… more
- Bank of America (Los Angeles, CA)
- …various business partners across the market: treasury, credit, fulfillment operations, GBAM AML , and GFC/ Compliance . + Manages operational excellence to include ... Business Control Manager - Global Commercial Banking Los Angeles, California;Walnut...leadership to the Onboarding Specialist team responsible for domestic KYC/ AML and new account openings. The role manages across… more
- Comerica (El Segundo, CA)
- …provides back-up management support to BDS National client Services and Operations Manager . Risk and compliance management * Including application ownership. * ... Manager of BDS Operations This position oversees the customer service, operational...Act in capacity of AML Risk Liaison. * Responsible for legal and… more
- Citigroup (La Canada Flintridge, CA)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT I** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Citigroup (Los Angeles, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- Banc of California (La Habra, CA)
- …accounts. + Researches and resolves cash differences. + Coordinates with Branch Manager regarding responses for independent third party and regulatory audits of the ... + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws asthey pertain to… more