- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- HSBC (Beverly Hills, CA)
- …brokerage products. Work is often performed under the direction of registered securities representatives, the Wealth Relationship Manager (WRM). This role is ... key supporting role in the achievement of the proposition objectives. The securities licensed Wealth Relationship Officer provides sales support to registered … more
- Wells Fargo (Norwalk, CA)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For… more