- Vanguard (Malvern, PA)
- …and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial ... and oversight of regulated activities. Core Responsibilities: + Leads and oversees sanctions compliance processes, including monitoring of trading in the funds,… more
- Bank of America (Wilmington, DE)
- Audit Director - Global Financial Crimes Sanctions Charlotte, North Carolina;Stamford, Connecticut; Newark, Delaware; Dallas, Texas; Chicago, Illinois; ... sanctions regulations would also be valuable. + Strong Financial Crimes Sanctions background with focus on core BSA/AML compliance program requirements… more