- Merck & Co. (Philadelphia, PA)
- …Human Rights Audit Program as neededEnsures appropriate escalation of risk management gaps, issues , and concerns to managementManages activities related to ... Job DescriptionSupplier Development & Performance Management (SD&PM) collaborates internationally with both internal and external stakeholders to ensure efficient… more
- TD Bank (Mount Laurel, NJ)
- …& Control **Job Description:** **Department Overview:** Reporting to the Senior Manager, Issues Management , the successful candidate will support the bank's ... Issues Management Framework, Standards and Policies and ensure alignment with...will include a wide range of issue types (eg Audit , Cyber, TPRM, exam findings) **Relationship Management **… more
- Bank of America (Wilmington, DE)
- Audit Supervisor - Regulatory Reporting Charlotte,...draft high quality audit reports and communicate issues to line of business management + ... from the report to data capture + Executes multiple regulatory reporting audits, and ensures that audit ...to build a strong rapport with line of business management and provide impact without impairing independence + Ability… more
- M&T Bank (Wilmington, DE)
- …continuous auditing of their applicable audit portfolio. As a member of the Audit Senior Management Team, this leadership role assists in the development and ... of the department's strategic vision including supporting continued enhancements to audit methodology, ongoing stakeholder engagement, talent management , and… more
- Wells Fargo (Philadelphia, PA)
- …Team is seeking an Audit Manager, Executive Director who will support the audit coverage of Wells Fargo's Operational Risk Management second line of defense ... and audit methodology compliance + Strong understanding of financial regulatory environment + Experience leading and providing feedback to staff on … more
- Bank of America (Wilmington, DE)
- … audit team. Responsible for development, retention, and personnel management issues . Fosters an inclusive work environment. **Responsibilities:** Responsible ... timely manner, within quality standards and in conformance to audit policies and procedures. Assesses issues for... audit reports that summarize results of an audit to management . Manages business partner relationships… more
- TD Bank (Mount Laurel, NJ)
- …+ Centralized policy and reports inventories + Internal Audit , regulatory exam, and ongoing supervision management , finding tracking, and remediation ... the US CCO and the Compliance Executive Team The Audit and Exam Management team of US...the discipline + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues… more
- Wells Fargo (Philadelphia, PA)
- …sharing results to company leadership and regulatory agencies + Participate on audit level committees or the Management Committee as directed by the Chief ... approximately 25-30 team members. Experience navigating matrixed organizations, interfacing with regulatory agencies and building an effective audit approach to… more
- Bank of America (Wilmington, DE)
- …job is also responsible for ownership of Continuous Risk Monitoring processes and Regulatory Change Management for Corporate Audit . Key responsibilities ... Change Management and ongoing identification and impact assessment of regulatory changes impacting Corporate Audit . Job expectations include identifying and… more
- Bank of America (Wilmington, DE)
- …Business (LOBs) ranging in scale and scope. Key responsibilities include developing audit plans, assessing issues for impact, assigning severity ratings, ... in a timely manner that summarize results of an audit to management + Develops an ...Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation +… more
- Wells Fargo (Philadelphia, PA)
- …you will:** + Maintain credible, collaborative and influential relationships with senior management , other risk organizations and regulatory agencies. + Develop ... regulatory requirements and emerging technologies. + Partner with management to identify and anticipate impact of a changing...management teams that support front lines, independent risk management , or internal audit departments in a… more
- Bank of America (Wilmington, DE)
- …leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and internal business management groups, and overseeing ... Degree or equivalent work experience **Skills:** + Audit Planning + Regulatory Relations + Relationship Building + Risk Management + Talent Development… more
- West Pharmaceutical Services (Exton, PA)
- …across organizations and advise on appropriate corrective actions. + Periodically report on significant audit issues to Executive Management and the Audit ... with the external auditors and other experts on specific audit requirements, advising Management on improving internal...develop staff capabilities to strengthen understanding of business and regulatory issues and audit best… more
- Bank of America (Pennington, NJ)
- …leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and internal business management groups, and overseeing ... player with demonstrated stakeholder management skills. **Skills:** + Audit Planning + Regulatory Relations + Relationship Building + Risk Management +… more
- Bank of America (Wilmington, DE)
- …Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending ... and perform Audit Issue validation while balancing Audit assignments + Stays abreast of regulatory ...Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk… more
- TD Bank (Mount Laurel, NJ)
- … planning, scoping, control assessment, test execution, and reporting. We utilize audit standards, frameworks and regulatory guidance to identify risks, assess ... appropriately designed and operating to support the strategic and regulatory objectives of the Bank. Our team participates in...subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status… more
- US Bank (Philadelphia, PA)
- …facts to support audit scope and conclusions and adhere to internal audit policies and procedures. * Reviewing issues to ensure potential exposures and ... the managers in reporting and wrap-up phases of audits. Includes appropriate disposition of issues and drafting audit reports which include issues . -… more
- Utilities Service, LLC (Willow Grove, PA)
- …the business owner; documenting work performed and related discussions; coordinating the audit with Senior Internal Auditor; escalating findings, issues and ... project manager, including development of audit programs, audit training materials, and tracking issues . +...review. + Stay up to date on industry trends, regulatory changes, and emerging risks to ensure audit… more
- Bank of America (Wilmington, DE)
- …scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ... Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk...Strong communication skills **DESIRED QUALIFICATIONS** + Professional Compliance or Audit Certification desired (eg CRCM (Certified Regulatory … more
- Bank of America (Wilmington, DE)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk and ... procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact...for interfacing with all levels of internal and external audit and management . + Exercises intellectual curiosity… more
