- CLevelCrossing (Philadelphia, PA)
- … senior management.Ensures all policies and procedures are in compliance with all federal, state, and local statutes/regulations.Models and demonstrates behavior ... and the Compensation Committee of the Board, collaborate with partners in the Business Units & Divisions, Legal and Finance, implement programs, directly manage and… more
- Environmental Resources Management (ERM) (Philadelphia, PA)
- …and established client relationships to play a key role in growing our business in the Philadelphia, PA office. The ideal candidate will have established ... and impacts, plus very strong technical writing and communication skills. As a senior leader, you will be fully accountable for successfully selling and consulting… more
- TD Bank (Mount Laurel, NJ)
- …the role in addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective ... **The compliance department** **is a second line function that** **provides compliance oversight and independent guidance for consumer banking products.** +… more
- TD Bank (Mount Laurel, NJ)
- …the role which is outlined in the general description below. **Job Description:** The Senior Compliance Business Oversight Manager provides advice, ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** The US Privacy Office is… more
- TD Bank (Mount Laurel, NJ)
- …the role in addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective ... details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** The Senior ...:** Compliance **Job Description:** **Department Overview:** The Senior Oversight Analyst - Regulatory Compliance… more
- TD Bank (Mount Laurel, NJ)
- …specific to the role which is outlined in the general description below. The Compliance Business Oversight Manager provides advice, support and objective ... and Awareness + Issue Management and Reporting The Privacy Compliance Oversight Manager (US) leads the operational...senior management, in US Privacy, Global Privacy, US Compliance , and US business line Privacy Designates.… more
- Bank of America (Pennington, NJ)
- Global Technology Compliance and Opertional Risk - GIS BISO Oversight Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey; Atlanta, Georgia **Job ... job is responsible for executing second line of defense compliance and operational risk oversight for a...+ Executes risk governance and management routines + Ensures compliance and operational risks are considered in business… more
- Bank of America (Pennington, NJ)
- …+ Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... Global Financial Crimes Third Party Oversight Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida; Newark, Delaware;… more
- BlackRock (Wilmington, DE)
- …oversight , financial reporting, product development, pricing, tax, legal and compliance . **Role Responsibility** + Oversight of outsourced functions including ... and separately managed accounts and provides various other administrative and oversight services to BlackRock's various product ranges including the BlackRock mutual… more
- Bank of America (Pennington, NJ)
- Wealth Management Client Care Center of Excellence Business Oversight Specialist Charlotte, North Carolina;Jacksonville, Florida; Newport Beach, California; New ... York, New York; Pennington, New Jersey **Job Description:** The Business Oversight Specialist role is part of the Merrill Lynch Wealth Management team and will… more
- Carrington (Cherry Hill, NJ)
- …join our amazing team and work remote from home!** The Foreclosure Oversight Analyst II will be responsible for reviewing, engineering, maintaining and ensuring ... intelligence, department objectives and competing initiatives as well as design compliance solutions. Perform all duties in accordance with the company's policies… more
- Bank of America (Pennington, NJ)
- …+ Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... Manager - Quality Assurance Manager for GFC Program & Policy Oversight Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida;… more
- Vanguard (Malvern, PA)
- …or gaps and oversees continuous improvement of processes across HR. Ensures compliance with regulations and mitigate enterprise-wide business risk. Lead ... manage a robust HR 1st line controls environment. You will partner closely with senior leaders to drive a risk-smart culture as well as manage corporate initiatives… more
- Vanguard (Malvern, PA)
- …crimes specialists responsible for financial crimes governance, risk and strategy, and technology oversight . Senior leader will manage AML oversight process, ... including risk assessments, board reporting, metrics, business line oversight and regulatory inquiries. Enhances and oversees data analytics and model risk… more
- Guardian Life (Bethlehem, PA)
- …assignments in support of Group Benefits Compliance efforts. **Reporting Relationships** As our Senior Compliance Analyst, you will report to our Senior ... oversight for the following product lines, services, and business units: + Family and Medical Leave (FMLA), Paid...Compliance Leader, who reports to our Group Benefits Senior Compliance Lead **Location /Travel** Hybrid role:… more
- Humana (Trenton, NJ)
- …+ Develop and monitor metrics and other oversight tools that indicate business area compliance + Recommend new measures of compliance performance, ... caring community and help us put health first** This Senior Compliance Professional role supports Humana's suite...audits * Lead audit preparation and activity and perform oversight of business audit preparation to ensure… more
- PNC (Philadelphia, PA)
- …to contribute to the company's success. We are looking to hire a Compliance Program Specialist Senior within PNC's Independent Risk Management's Compliance ... compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo. +… more
- KPMG (Philadelphia, PA)
- ** Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 77 **Function:** Tax Services **Area of ... a firm KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance ...with other team members + Work self-sufficiently with appropriate oversight Additional Qualifications for Senior Manager: +… more
- JPMorgan Chase (Wilmington, DE)
- …box, challenging the status quo and striving to be best-in- class. As a Compliance Risk Management Senior Associate in Compliance , Conduct and Operational ... performed by Acquisitions, Strategic Investments, and Control Management. + Support Compliance and Operational Risk Management oversight and independent… more
- Bank of America (Pennington, NJ)
- Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New Jersey;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, ... trends, themes, or areas requiring attention. + Works with senior management and other team members to produce performance...& ability to create and execute plans without daily oversight Awareness and understanding of the wider business… more
