- US Bank (Charlotte, NC)
- …systems and associated risks/controls + Professional Certification, such as Certified Regulatory Compliance Manager (CRCM), Juris Doctor (JD) or certified audit ... that aligns with their experience.** We are seeking a highly skilled and knowledge fair and responsible banking expert, with a primary focus on redlining risk… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** This position will report to the Fair and Responsible Banking Analytics Manager and supports the US ... Bancorp's Company's Fair and Responsible Banking Program Policy ("Policy") by performing discrimination risk analytics testing and monitoring activities covering… more
- Truist (Charlotte, NC)
- …to ensure competitiveness, appropriate linkages between pay and performance, and compliance with legal and regulatory requirements. Consults with Chief Human Capital ... communicate and interpret compensation policies, procedures and regulations (eg Fair Labor Standards Act, Consumer Financial Protection Bureau, Interagency Guidance… more
- Truist (Charlotte, NC)
- …of financial services business processes and the role of data in compliance , risk management, finance management, and regulation (eg Basel II/III, Dodd-Frank, The ... Fair and Accurate Credit Transactions Act (FACTA)) and of...work all hours scheduled, including overtime as directed by manager /supervisor and required by business need. **Travel** Minimal and… more
- TD Bank (Charlotte, NC)
- …associated with Real Estate Secured Loan Servicing-both performing and default. The Compliance Oversight Manager will be required to develop and execute ... business for issue remediation, regulatory interpretation, risk assessment, etc. The Compliance Oversight Manager provides advice, support and objective guidance… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Compliance Manager I is responsible for oversight of assigned audit execution, ... $75,020 - $125,180 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical… more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager - Compliance ,** you'll manage audit engagements, varying in complexity, and ... lieu of a degree. + 8 years of audit, financial, insurance, banking , information technology or related business and/or leadership experience. + Experience performing… more
- Regions Bank (Charlotte, NC)
- …compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk...This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for… more
- Office of the Comptroller of the Currency (Charlotte, NC)
- …third-party risk management, internal controls/risk assessment, etc.) and assessing compliance with applicable banking laws and regulations. The ... Bank Examiner/Bank Examiner (Large Bank Field Examiner) with emphasis in Compliance , you will be responsible for supervisory oversight requiring extensive… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and leads 2nd-line… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... Non-Model/EUC risk to the bank by managing and executing compliance and control testing to validate that Non-Models/EUC risks...with the bank's Non-Model Risk Management program. The Senior Manager Group Risk leads, develops and oversees a broad,… more
- Bank of America (Charlotte, NC)
- …compliance . Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area of ... manager 's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of operations… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $76,128 - $124,800 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... screening issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions to… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $110,760 - $166,400 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... **Line of Business:** Business Management, Strategy & Support **Job Description:** **The** **Senior Manager Third Party Risk** **, will report to the AVP, TPRM. This… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, reporting, monitoring and/or… more
- Bank of America (Charlotte, NC)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $95,264 - $155,376 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... of Business:** Analytics, Insights, & Artificial Intelligence **Job Description:** The Manager , Data Science leads a specialized team of data professionals varying… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... that align with the Bank's broader financial goals. **Job Summary:** The Sr Manager Treasury Strategy oversees and leads a large and/or highly complex, and diverse… more
- Bank of America (Charlotte, NC)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Supervision Manager Charlotte, North Carolina **Job Description:** At Bank...The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Shift:** ... Audit Manager - Economic Sanctions New York, New York;Boston,...view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more