- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources,… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...and delivers training to assigned business area to increase compliance awareness + Gathers information requested by regulatory… more
- Regions Bank (Charlotte, NC)
- …(10) years of management experience **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and ... of the system. **Job Description:** At Regions, the Corporate Compliance Manager leads a team of second...facilitating the development of processes and procedures to ensure regulatory compliance , including participation in team meetings,… more
- Capital One (Charlotte, NC)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- TD Bank (Charlotte, NC)
- …mortgages and other secured lending across consumer banking lines of business. + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- Wells Fargo (Charlotte, NC)
- …BS/BA degree or higher, Juris Doctor or paralegal experience + Active Certified Regulatory Compliance Manager (CRCM) designation + Knowledge and demonstrated ... Business Banking (CSBB)** Compliance organization. This Lead Compliance Officer will provide regulatory compliance support for multiple lines of business… more
- City National Bank (Charlotte, NC)
- …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer,...Minimum 5 years' experience working with Federal and State compliance regulatory matters * Minimum 5 years'… more
- Regions Bank (Charlotte, NC)
- … compliance function specific to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability ... implement effective controls + Provides training and guidance to employees on compliance policies, procedures, and regulatory requirements This position is… more
- Regions Bank (Charlotte, NC)
- …to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow issues, and… more
- Citizens (Charlotte, NC)
- …Credentials: + BA/BS degree required. + CRA Certified Professional (CRACP), Certified Regulatory Compliance Manager (CRCM), Financial Risk Manager ... to stretch yourself! As the First Line Risk Senior Manager , you will support Commercial front line risk's adherence...that your team is up to date and in compliance with all applicable regulatory requirements. You… more
- Truist (Charlotte, NC)
- …, legal or management experience at large financial institution 3. Certified Regulatory Compliance Manager (CRCM) **General Description of Available ... functions and management of other managers. 4. Identifying and mitigating compliance risks proactively and maintaining a strong regulatory relationship with… more
- Truist (Charlotte, NC)
- …Truist Credit Culture, project management and problem management processes 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money ... to time. 1. Lead activities to ensure that Truist remains in compliance with applicable BSA/AML regulations by establishing and following appropriate risk-based,… more
- Wells Fargo (Charlotte, NC)
- …Administration (MBA) or a Certified Public Accountant (CPA) designation. + Certified Regulatory Compliance Manager (CRCM). + Certified Internal Auditor ... Conduct Authority, OCC, SEC etc. + Knowledge and understanding of regulatory compliance requirements. + Ability to prioritize work, meet deadlines, achieve… more
- Wells Fargo (Charlotte, NC)
- …One or more of these certifications: Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), Certified Money Laundering Specialist ... training, military experience, education. **Desired Qualifications:** + Knowledge or prior regulatory compliance testing or review experience. + Knowledge of… more
- Wells Fargo (Charlotte, NC)
- …industry certifications, such as Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Fraud Examiner ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Citizens (Charlotte, NC)
- …6 years of work experience with an Advanced Degree (eg Masters/MBA/JD/MD) + Certified Regulatory Compliance Manager (CRCM) required. Hours & Work Schedule: 3 ... officers to ensure that your team is up to date in compliance with all applicable regulatory requirements and will play a key role in determining how … more
- Truist (Charlotte, NC)
- …as they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist ... data management, risk management and loss prevention analysis. Ensure full compliance with applicable laws and regulations, by investigating, analyzing and… more
- Bank of America (Charlotte, NC)
- …actions are completed. * Escalate regulatory relations concerns to GFC Compliance Manager or Executive. **Responsibilities:** + Advises and directs the ... Global Financial Crimes (GFC) Data Manager Charlotte, North Carolina;Chicago, Illinois; Jacksonville, Florida; Phoenix,...+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching… more
- TD Bank (Charlotte, NC)
- …in various agency meetings on behalf of RPM, and serves as primary Relationship Manager on assigned examinations or regulatory matters + Performs QC of all ... specific details for this role. **Line of Business:** Risk Management **Job Description:** ** Regulatory Management is the central point of contact for regulatory … more
- Bank of America (Charlotte, NC)
- …+ Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours Per ... Regulatory Relations Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make… more