- Truist (Charlotte, NC)
- …changes, regulatory requirements and business environment which may impact controls within the regulatory reporting framework. Drive communication between ... appropriate controls for new processes, transactions, and products within the regulatory reporting framework. Conduct risk and control assessments on a… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of brokerage, investment advisory, institutional capital markets and ... compliance with applicable internal policies and procedures, the adequacy of internal controls , and compliance with SEC, FINRA, MSRB, OCC, and applicable State… more
- Duke Energy (Charlotte, NC)
- …to fixed assets, nuclear fuel accounting, Regulatory accounting and various regulatory assets and liabilities. The analyst will work closely with teammates ... pay and benefits. Job Summary This position is for a Senior Accounting Analyst within the Capital Reporting and Analytics-Asset Accounting department. The role is… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the ... for the following directives: + Providing meaningful assessments of business process automated controls in scope for financial, risk, and regulatory reporting +… more
- Truist (Charlotte, NC)
- …units for compliance monitoring processes Provide support for compliance and control specific projects, regulatory exams, internal audits/reviews, training, ... programs will include, but are not limited to, monitoring or testing of key controls , monitoring of key indicators relative to other risk management tools and … more
- Truist (Charlotte, NC)
- …programs will include, but are not limited to, monitoring or testing of key controls , monitoring of key indicators relative to other risk management tools and ... regulatory compliance monitoring. Prepare detailed reporting on monitoring and testing results with attention to accuracy, timeliness and issues escalation. Assist in… more
- Bank of America (Charlotte, NC)
- Fixed Income Trade Control Analyst Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... Join us! **Job Summary:** Team: Global Credit Products Trade Control Operations plays a vital role in the firm's...the organization is establishing strong risk management procedures and controls to ensure the firm and our clients are… more
- Bank of America (Charlotte, NC)
- Recon Governance Control Reporting Analyst Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... procedures. Position will support the Global Markets Shared Operations Governance/ Control /Reporting Team. Functions include, but are not limited to, creation… more
- City National Bank (Charlotte, NC)
- *CYBER & TECHNOLOGY RISK ANALYST SR* *WHAT IS THE OPPORTUNITY?* The Senior Cyber and Technology Risk Analyst will oversee second line of defense End User ... programs (eg, Microsoft Excel), database management programs (eg, Microsoft Access). The Senior Analyst will help champion the EUDA program by acting as a critical… more
- Truist (Charlotte, NC)
- …to ensure data quality, compliance with applicable policies, execution of controls , and management of regulatory items. Prepare management information ... and trends for Senior Leadership. 4. Conduct risk and control assessments to ensure the regulatory reporting...to internal operating controls . Assist in updating controls , policies, procedures, and risk/ control documentation. Manage… more
- TD Bank (Charlotte, NC)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Analyst II provides a range of research, guidance, and business oversight to… more
- Bank of America (Charlotte, NC)
- …written communication skills, including presenting technical information, writing procedures and controls + Experience in regulatory capital and capital ... Capital Management - Senior Financial Analyst Charlotte, North Carolina **Job Description:** At Bank...in the timely and accurate preparation of the company's regulatory capital results; research causes of unanticipated capital changes;… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures… more
- Bank of America (Charlotte, NC)
- Reporting & Governance Sr Analyst Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to ... mining tools and metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs...the end-to-end report production process, running a suite of controls on the final report, responding to ad hoc… more
- TD Bank (Charlotte, NC)
- …place, are executed effectively and accountable to adhere to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, ... Business:** Enterprise Enabling Functions **Job Description:** The Business Application Analyst III provides specialized business application management guidance and… more
- Truist (Charlotte, NC)
- …Management and financial reporting frameworks, including data management and reporting controls 5. Comprehensive knowledge of regulatory capital and ... related to the planning and eventual transition to Basel III regulatory capital requirements. This includes establishment of data requirements and sourcing,… more
- Bank of America (Charlotte, NC)
- Liquidity Senior Analyst - Traded Products Liquidity Management Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... utilization across the organization and providing input into process and control designs, operational risk mitigation, issue management, automation, and other… more
- Truist (Charlotte, NC)
- …to more complex databases and reporting templates. 3. Assist with risk and control assessments to ensure the regulatory reporting function meets corporate ... specifically relate to internal operating controls . Coordinate updates to controls , policies, procedures, and risk/ control documentation. Manage and provide… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research,...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- US Bank (Charlotte, NC)
- …at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst ") is responsible for the administration and execution ... and applicable federal, state and local laws and regulations, (iii) identifying control and process weaknesses through testing activities, (iv) partnering with the… more