- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a **Senior Quality Assurance Analyst** to support Commercial Banking Operations (CBO), Corporate & Investment Banking (CIB) and Wealth ... Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the...activities in support of federal, state, agency, legal and regulatory requirements + Perform advanced, comprehensive regulatory … more
- JPMorgan Chase (Charlotte, NC)
- …Know Your Customer, you will play a pivotal role in implementing our KYC- Quality Assurance initiatives, reporting and collaborating with cross-functional ... your team and expand your career and skills in Quality Assurance control testing within the Know...provides direct insights into the firm activities' adherence to regulatory (or other external) requirements, internal policies and procedures,… more
- Deloitte (Charlotte, NC)
- … processes, testing and validating reporting data, developing quality assurance programs and remediation of regulatory reporting issues + Define ... Banking Regulatory Reporting Transformation Senior Consultant Our practitioners help organizations identify the regulatory and industry changes impacting… more
- Truist (Charlotte, NC)
- …of Truist Audit Services audit software and business specific software. 4. Regulatory Reporting 5. Issue Valid **General Description of Available Benefits ... high-risk, complex and value-added independent and objective risk-based internal audit assurance and advisory services. The Audit Manager will proactively coach… more
- Bank of America (Charlotte, NC)
- …Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United ... with preparation of regulatory responses; as well as regulatory activity tracking, reporting and escalation. + Communicates and escalates issues and emerging… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' business ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- Truist (Charlotte, NC)
- …Essbase/Hyperion + Financial Modeling experience. + Knowledge of climate risk, climate-related regulatory reporting requirements and the impact of climate change ... Officer and Climate Risk Management on Truist's Climate Risk and Sustainability Reporting efforts. The Sustainability Reporting Manager will support Truist's… more
- Truist (Charlotte, NC)
- …units including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other special assessments and reporting as directed ... risk program deliverables. Execute and support risk program and reporting deliverables. Facilitate execution of key risk framework components...by management. 4. Execute a robust, high- quality issues management oversight program and Policy… more
- ABM Industries (Charlotte, NC)
- …Auditor do?** + Plans and executes operational and quality assurance observations, measuring compliance with airline's SOP, regulatory requirements, and ... pay rate $18.50. 2nd shift hours. Must be able to work weekends.** Aviation Quality Assurance Station Auditor is responsible for observing teams while they… more
- Wells Fargo (Charlotte, NC)
- …with defect management processes, helping self-identify, manage, and close issues, performing quality assurance over reporting requirements, and contributing ... company to aid in many use cases including - Regulatory Reporting , Management Reporting , and...defect and issue deliverables. + Perform quality assurance assessments and/or testing of reporting activities,… more
- USAA (Charlotte, NC)
- …enterprise. Escalates to senior leadership as appropriate. + Coordinates with other Assurance Audit leaders on quality , resources, and coverage. Drives linkages ... and resources. This will provide USAA management with independent, objective assurance services regarding the effectiveness and efficiency of the Association's… more
- Bank of America (Charlotte, NC)
- …Relevant Laws, Rules, and Regulations + Investigation Management + Oral Communications + Quality Assurance + Decision Making + Drives Engagement + Influence + ... typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $ penalties and fines… more
- TD Bank (Charlotte, NC)
- …Compliance function.** + **Work closely with document owners to ensure updates address regulatory changes, quality assurance (QAQC) feedback, audit findings, ... role will ensure governance documents remain current, accurate, and aligned with regulatory expectations, internal quality control findings, audit results, and… more
- City National Bank (Charlotte, NC)
- …teams for trouble shooting hardware and software * Conduct all user and quality assurance testing on current systems, new systems and future maintenance. ... processes. Serve as the business expert for the development, maintenance, training, regulatory compliance and support of all processes related to systems. Coordinate… more
- USAA (Charlotte, NC)
- …financial reporting (ICFR), Sarbanes- Oxley (SOX 404) testing. + Knowledge auditing regulatory reporting - call report, FR Y9C etc. + Knowledge auditing ... complex work assignments and problem resolution in support of risk-based assurance and advisory engagements. Leverages results from engagements and continuous… more
- Truist (Charlotte, NC)
- …for efficient and effective functioning of the department, supporting the delivery of high- quality assurance activities. This role is key in supporting the ... key governance activities and overseeing the Professional Practices Issues Management and Regulatory Relations teams. As Director, you will play a critical role in… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the ... for remediation + Leads the implementation of optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts +… more
- City National Bank (Charlotte, NC)
- …teams for trouble shooting hardware and software * Conduct all user and quality assurance testing on current systems, new systems and future maintenance. ... processes. Serve as the business expert for the development, maintenance, training, regulatory compliance and support of all processes related to systems. Coordinate… more
- USAA (Charlotte, NC)
- …financial reporting (ICFR), Sarbanes- Oxley (SOX 404) testing. + Knowledge auditing regulatory reporting - call report, FR Y9C etc. + Knowledge auditing ... varying in complexity, and often participates in complex, cross-functional risk-based assurance and advisory engagements driving quality of audit work.… more