- JPMorgan Chase (Jersey City, NJ)
- …driving innovation in risk management. As a Technology Risk & Controls Lead - IT Risk / Regulatory Change Management in the Corporate Sector- Cybersecurity ... identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, capabilities, and skills** + 5+… more
- Haleon (Warren, NJ)
- …uniquely ours. Care to join us. It isn't a question. The **Sr Manager, US Regulatory Operations & Compliance ** , is responsible for regulatory operational ... application within the organization. Specifically, the position is accountable for compliance with evolving regulatory frameworks and relationships with the… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- TD Bank (New York, NY)
- …Compliance , Regulatory Change role reports to the TDBG VP, Compliance , Transformation. **Individual Accountabilities:** * Oversee / lead the team ... **Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global … more
- JPMorgan Chase (New York, NY)
- …**Job responsibilities:** + Lead the coordination of responses to regulatory examinations/engagements, Second Line of Defense ( Compliance ) reviews, and Third ... and enhance risk management effectively and responsibly. As the Executive Director- Regulatory Engagement and Data Governance Projects Lead , you will… more
- Citigroup (New York, NY)
- … Regulatory Exam Management Officer will report to the NAM & International Technology Regulatory Exam Management Senior Lead and will be a member ... Management + Assist in driving the Technology regulatory examination process as a lead or... exam management in order to meet Citi's legal, regulatory and compliance requirements + Oversee … more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... key responsibility of this role will be assessing the firm's compliance infrastructure against these growth initiatives and implementing enhancements where… more
- Citigroup (New York, NY)
- …with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology , Independent Risk, ... work to resolve them. **Key Responsibilities:** + Manage and monitor assigned regulatory examinations to achieve full compliance ; requires directing a… more
- Citigroup (New York, NY)
- …impact assessments. + Provide **thought leadership** to peers and program leaders on US regulatory changes and lead efforts to implement those changes within the ... The Regulatory Reporting role is a senior management position...including the Businesses, Risk, Treasury, as well as Enterprise Technology , & Operations. **Responsibilities:** + Provide oversight to a… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... Finance activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements, identifies… more
- CIBC (New York, NY)
- …+ Utilize expertise in technology to identify and document gaps. + Lead procedure and standards updates to reduce regulatory risks. + Support CIBC's ... processes. + Foster strong relationships with internal stakeholders, including technology , compliance , and audit teams, to facilitate...+ Contribute to the overall success of the US Technology Regulatory and Controls team by sharing… more
- Scotiabank (New York, NY)
- Data Specialist, Functional Lead ( Regulatory Reporting) **Requisition ID:** 214671 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... for every future! **Purpose** As a Data Specialist, Functional Lead you will work with the lead ...multiple lines of business and work on constantly evolving regulatory projects. The individual must thrive on challenge, be… more
- Guardian Life (New York, NY)
- …with and ability to adapt to innovative technology . **Reporting Relationships** As our Compliance Lead , you will report to our Senior Compliance Leader, ... Team? This role will be primarily responsible for providing regulatory compliance support and monitoring of the Guardian Group Benefits Product, Claims,… more
- Citigroup (New York, NY)
- **Job Summary:** We are seeking a highly skilled and experienced professional to lead our NAM Regulatory Reporting and Client Tax Operations team within the ... and Client Tax Operations will be responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring alignment with local,… more
- JPMorgan Chase (New York, NY)
- …and Futures Commission Merchant (FCM) lines of business (LOBs), you will provide regulatory compliance guidance and support to the FCM businesses, including F&O ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead Vice President covering...Review new and amended business and customer initiatives for compliance with regulatory requirements. + Perform … more
- JPMorgan Chase (Jersey City, NJ)
- …expertise in technology -risk disciplines, you will identify, oversee, and mitigate compliance and operational risks in line with the firm's standards. You will ... stakeholders, including key cross-functional team leads, regulators, and auditors, to ensure compliance with legal, regulatory , and industry standards + Manage… more
- American Express (New York, NY)
- **Description** **You Lead the Way. We've Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join ... is seen, heard and feels like they belong. Join Team Amex and let's lead the way together. **Overview** The Global Government Affairs group within the General… more
- American Express (New York, NY)
- …and represent the business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands ... will you make an impact in this role?** **Key Responsibilities:** + Lead high priority cross-functional regulatory change initiatives impacting multiple business… more
- JPMorgan Chase (Jersey City, NJ)
- …qualifications, capabilities, and skills** + Experience in a regulatory , compliance or related environment (eg, markets technology , supervisory oversight). + ... + Experience working on strategic initiatives, preferably in the compliance / regulatory /surveillance environment - including defining requirements, conducting… more
- Meta (New York, NY)
- …We are seeking a highly skilled and motivated program manager to join our team and lead our regulatory compliance efforts in the integrity space. In this ... Regulatory Operations team works cross-functionally to achieve regulatory compliance and minimize risk to business...integrity issues and how they affect our community. 5. Lead a large cross-functional team (XFN) to coordinate responses… more